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Recognized
in his own time as one of the most creative intellects in human history, Albert
Einstein, in the first 15 years of the 20th century, advanced a series of
theories that for the first time asserted the equivalence of mass and energy and
proposed entirely new ways of thinking about space, time, and gravitation. His
theories of relativity and gravitation were a profound advance over the old
Newtonian physics and revolutionized scientific and philosophic inquiry. (see
also mass-energy equivalence)
Herein
lay the unique drama of Einstein's life. He was a self-confessed lone traveller;
his mind and heart soared with the cosmos, yet he could not armour himself
against the intrusion of the often horrendous events of the human community.
Almost reluctantly he admitted that he had a "passionate sense of social
justice and social responsibility." His celebrity gave him an influential
voice that he used to champion such causes as pacifism, liberalism, and Zionism.
The irony for this idealistic man was that his famous postulation of an
energy-mass equation, which states that a particle of matter can be converted
into an enormous quantity of energy, had its spectacular proof in the creation
of the atomic and hydrogen bombs, the most destructive weapons ever known.
Albert
Einstein was born in Ulm, Germany, on March 14, 1879. The following year his
family moved to Munich, where Hermann Einstein, his father, and Jakob Einstein,
his uncle, set up a small electrical plant and engineering works. In Munich
Einstein attended rigidly disciplined schools. Under the harsh and pedantic
regimentation of 19th-century German education, which he found intimidating and
boring, he showed little scholastic ability. At the behest of his mother,
Einstein also studied music; though throughout life he played exclusively for
relaxation, he became an accomplished violinist. It was then only Uncle Jakob
who stimulated in Einstein a fascination for mathematics and Uncle Cäsar
Koch who stimulated a consuming curiosity about science.
By the
age of 12 Einstein had decided to devote himself to solving the riddle of the
"huge world." Three years later, with poor grades in history,
geography, and languages, he left school with no diploma and went to Milan to
rejoin his family, who had recently moved there from Germany because of his
father's business setbacks. Albert Einstein resumed his education in
Switzerland, culminating in four years of physics and mathematics at the
renowned Federal Polytechnic Academy in Zürich.
After
his graduation in the spring of 1900, he became a Swiss citizen, worked for two
months as a mathematics teacher, and then was employed as examiner at the Swiss
patent office in Bern. With his newfound security, Einstein married his
university sweetheart, Mileva Maric, in 1903.
Early
in 1905 Einstein published in the prestigious German physics monthly Annalen
der Physik a thesis, "A New Determination of Molecular
Dimensions," that won him a Ph.D. from the University of Zürich. Four
more important papers appeared in Annalen that
year and forever changed man's view of the universe.
The
first of these, "Über die von der molekularkinetischen Theorie der Wärme
geforderte Bewegung von in ruhenden Flüssigkeiten suspendierten
Teilchen" ("On the Motion--Required by the Molecular Kinetic Theory of
Heat--of Small Particles Suspended in a Stationary Liquid"), provided a
theoretical explanation of Brownian motion. In
"Über einen die Erzeugung und Verwandlung des Lichtes betreffenden
heuristischen Gesichtspunkt" ("On a Heuristic Viewpoint Concerning the
Production and Transformation of Light"), Einstein postulated that light
is composed of individual quanta (later called photons) that, in addition to
wavelike behaviour, demonstrate certain properties unique to particles. In a
single stroke he thus revolutionized the theory of light and provided an
explanation for, among other phenomena, the emission of electrons from some
solids when struck by light, called the photoelectric
effect.
Einstein's
special theory of relativity, first printed in "Zur Elektrodynamik bewegter
Körper" ("On the Electrodynamics of Moving Bodies"), had its
beginnings in an essay Einstein wrote at age 16. The precise influence of work
by other physicists on Einstein's special theory is still controversial. The
theory held that, if, for all frames of reference, the speed of light is
constant and if all natural laws are the same, then both time and motion are
found to be relative to the observer. (see also special
relativity)
In the
mathematical progression of the theory, Einstein published his fourth paper,
"Ist die Trägheit eines Körpers von seinem Energieinhalt abhängig?"
("Does the Inertia of a Body Depend Upon Its Energy Content?"). This
mathematical footnote to the special theory of relativity established the
equivalence of mass and energy, according to
which the energy E of a quantity of
matter, with mass m, is equal to the product of the mass and the square of the
velocity of light, c. This
relationship is commonly expressed in the form E = mc2.
Public
understanding of this new theory and acclaim for its creator were still many
years off, but Einstein had won a place among Europe's most eminent physicists,
who increasingly sought his counsel, as he did theirs. While Einstein continued
to develop his theory, attempting now to encompass with it the phenomenon of
gravitation, he left the patent office and returned to teaching--first in
Switzerland, briefly at the German University in Prague, where he was awarded a
full professorship, and then, in the winter of 1912, back at the Polytechnic in
Zürich. He was later remembered from this time as a very happy man, content
in his marriage and delighted with his two young sons, Hans Albert and Edward.
In
April 1914 the family moved to Berlin, where Einstein had accepted a position
with the Prussian Academy of Sciences, an arrangement that permitted him to
continue his researches with only the occasional diversion of lecturing at the
University of Berlin. His wife and two sons vacationed in Switzerland that
summer and, with the eruption of World War I, were unable to return to Berlin. A
few years later this enforced separation was to lead to divorce. Einstein
abhorred the war and was an outspoken critic of German militarism among the
generally acquiescent academic community in Berlin, but he was primarily
engrossed in perfecting his general theory of
relativity, which he published in Annalen
der Physik as "Die Grundlagen der allgemeinen Relativitätstheorie"
("The Foundation of the General Theory of Relativity") in 1916. The
heart of this postulate was that gravitation is
not a force, as Newton had said, but a curved field in the space-time continuum,
created by the presence of mass. This notion could be proved or disproved, he
suggested, by measuring the deflection of starlight as it travelled close by the
Sun, the starlight being visible only during a total eclipse.
Einstein predicted twice the light deflection that would be accountable under
Newton's laws.
His
new equations also explained for the first time the puzzling irregularity--that
is, the slight advance--in the planet Mercury's
perihelion, and they demonstrated why stars in a strong gravitational field
emitted light closer to the red end of the spectrum than those in a weaker
field. (see also red shift)
While
Einstein awaited the end of the war and the opportunity for his theory to be
tested under eclipse conditions, he became more and more committed to pacifism,
even to the extent of distributing pacifist literature to sympathizers in
Berlin. His attitudes were greatly influenced by the French pacifist and author Romain
Rolland, whom he met on a wartime visit to Switzerland. Rolland's diary
later provided the best glimpse of Einstein's physical appearance as he reached
his middle 30s:
Einstein
is still a young man, not very tall, with a wide and long face, and a great mane
of crispy, frizzled and very black hair, sprinkled with gray and rising high
from a lofty brow. His nose is fleshy and prominent, his mouth small, his lips
full, his cheeks plump, his chin rounded. He wears a small cropped mustache. (By
permission of Madame Marie Romain Rolland.)
Einstein's
view of humanity during the war period appears in a letter to his friend, the
Austrian-born Dutch physicist Paul Ehrenfest:
The
ancient Jehovah is still abroad. Alas, he slays the innocent along with the
guilty, whom he strikes so fearsomely blind that they can feel no sense of
guilt. . . . We are dealing with an epidemic delusion which, having caused
infinite suffering, will one day vanish and become a monstrous and
incomprehensible source of wonderment to later generations. (From Otto Nathan
and Heinz Norden [eds.], Einstein on Peace;
Simon and Schuster, 1960.)
It
would be said often of Einstein that he was naïve about human affairs; for
example, with the proclamation of the German Republic and the armistice in 1918,
he was convinced that militarism had been thoroughly abolished in Germany.
International
fame came to Einstein in November 1919, when the Royal
Society of London announced that its scientific expedition to Príncipe
Island, in the Gulf of Guinea, had photographed the solar eclipse on May 29 of
that year and completed calculations that verified the predictions made in
Einstein's general theory of relativity. Few could understand relativity, but
the basic postulates were so revolutionary and the scientific community was so
obviously bedazzled that the physicist was acclaimed the greatest genius on
Earth. Einstein himself was amazed at the reaction and apparently displeased,
for he resented the consequent interruptions of his work. After his divorce he
had, in the summer of 1919, married Elsa, the widowed daughter of his late
father's cousin. He lived quietly with Elsa and her two daughters in Berlin,
but, inevitably, his views as a foremost savant were sought on a variety of
issues.
Despite
the now deteriorating political situation in Germany, Einstein attacked
nationalism and promoted pacifist ideals. With the rising tide of anti-Semitism
in Berlin, Einstein was castigated for his "Bolshevism in physics,"
and the fury against him in right-wing circles grew when he began publicly to
support the Zionist movement. Judaism had played little part in his life, but he
insisted that, as a snail can shed his shell and still be a snail, so a Jew can
shed his faith and still be a Jew.
Although
Einstein was regarded warily in Berlin, such was the demand for him in other
European cities that he travelled widely to lecture on relativity, usually
arriving at each place by third-class rail carriage, with a violin tucked under
his arm. So successful were his lectures that one enthusiastic impresario
guaranteed him a three-week booking at the London Palladium. He ignored the
offer, but, at the request of the Zionist leader Chaim Weizmann, toured the
United States in the spring of 1921 to raise money for the Palestine
Foundation Fund. Frequently treated like a circus freak and feted from morning
to night, Einstein nevertheless was gratified by the standards of scientific
research and the "idealistic attitudes" that he found prevailing in
the United States.
During
the next three years Einstein was constantly on the move, journeying not only to
European capitals but also to the Orient, to the Middle East, and to South
America. According to his diary notes, he found nobility among the Hindus of
Ceylon, a pureness of soul among the Japanese, and a magnificent intellectual
and moral calibre among the Jewish settlers in Palestine. His wife later wrote
that, on steaming into one new harbour, Einstein had said to her, "Let us
take it all in before we wake up."
In
Shanghai a cable reached him announcing that he had been awarded the 1921 Nobel
Prize for Physics "for your photoelectric law and your work in the field of
theoretical physics." Relativity, still the centre of controversy, was not
mentioned.
Though
the 1920s were tumultuous times of wide acclaim, and some notoriety, Einstein
did not waver from his new search--to find the mathematical relationship between
electromagnetism and gravitation. This would be a first step, he felt, in
discovering the common laws governing the behaviour of everything in the
universe, from the electron to the planets. He sought to relate the universal
properties of matter and energy in a single equation or formula, in what came to
be called a unified field theory. This turned
out to be a fruitless quest that occupied the rest of his life. Einstein's peers
generally agreed quite early that his search was destined to fail because the
rapidly developing quantum theory uncovered an
uncertainty principle in all measurements of the motion of particles: the
movement of a single particle simply could not be predicted because of a
fundamental uncertainty in measuring simultaneously both its speed and its
position, which means, in effect, that the future of any physical system at the
subatomic level cannot be predicted. While fully recognizing the brilliance of
quantum mechanics, Einstein rejected the idea that these theories were absolute
and persevered with his theory of general relativity as the more satisfactory
foundation to future discovery. He was widely quoted on his belief in an exactly
engineered universe: "God is subtle but he is not malicious." On this
point, he parted company with most theoretical physicists. The distinguished
German quantum theorist Max Born, a close friend
of Einstein, said at the time: "Many of us regard this as a tragedy, both
for him, as he gropes his way in loneliness, and for us, who miss our leader and
standard-bearer." This appraisal, and others pronouncing his work in later
life as largely wasted effort, will have to await the judgment of later
generations.
The
year of Einstein's 50th birthday, 1929, marked the beginning of the ebb flow of
his life's work in a number of aspects. Early in the year the Prussian Academy
published the first version of his unified-field theory, but, despite the
sensation it caused, its very preliminary nature soon became apparent. The
reception of the theory left him undaunted, but Einstein was dismayed by the
preludes to certain disaster in the field of human affairs: Arabs launched
savage attacks on Jewish colonists in Palestine; the Nazis gained strength in
Germany; the League of Nations proved so impotent that Einstein resigned
abruptly from its Committee on Intellectual Cooperation as a protest to its
timidity; and the stock market crash in New York City heralded worldwide
economic crisis.
Crushing
Einstein's natural gaiety more than any of these events was the mental breakdown
of his younger son, Edward. Edward had worshipped his father from a distance but
now blamed him for deserting him and for ruining his life. Einstein's sorrow was
eased only slightly by the amicable relationship he enjoyed with his older son,
Hans Albert.
As
visiting professor at Oxford University in 1931, Einstein spent as much time
espousing pacifism as he did discussing science. He went so far as to authorize
the establishment of the Einstein War Resisters' International Fund in order to
bring massive public pressure to bear on the World Disarmament Conference,
scheduled to meet in Geneva in February 1932. When these talks foundered,
Einstein felt that his years of supporting world peace and human understanding
had accomplished nothing. Bitterly disappointed, he visited Geneva to focus
world attention on the "farce" of the disarmament conference. In a
rare moment of fury, Einstein stated to a journalist,
They
[the politicians and statesmen] have cheated us. They have fooled us. Hundreds
of millions of people in Europe and in America, billions of men and women yet to
be born, have been and are being cheated, traded and tricked out of their lives
and health and well-being.
Shortly
after this, in a famous exchange of letters with the Austrian psychiatrist Sigmund
Freud, Einstein suggested that people must have an innate lust for hatred
and destruction. Freud agreed, adding that war was biologically sound because of
the love-hate instincts of man and that pacifism was an idiosyncrasy directly
related to Einstein's high degree of cultural development. This exchange was
only one of Einstein's many philosophic dialogues with renowned men of his age.
With Rabindranath Tagore, Hindu poet and mystic,
he discussed the nature of truth. While Tagore held that truth was realized
through man, Einstein maintained that scientific truth must be conceived as a
valid truth that is independent of humanity. "I cannot prove that I am
right in this, but that is my religion," said Einstein. Firmly denying
atheism, Einstein expressed a belief in "Spinoza's God who reveals himself
in the harmony of what exists." The physicist's breadth of spirit and depth
of enthusiasm were always most evident among truly intellectual men. He loved
being with the physicists Paul Ehrenfest and Hendrick A. Lorentz at The
Netherlands' Leiden University, and several times he visited the California
Institute of Technology in Pasadena to attend seminars at the Mt. Wilson
Observatory, which had become world renowned as a centre for astrophysical
research. At Mt. Wilson he heard the Belgian scientist Abbé Georges
Lemaître detail his theory that the universe had been created by
the explosion of a "primeval atom" and was still expanding. Gleefully,
Einstein jumped to his feet, applauding. "This is the most beautiful and
satisfactory explanation of creation to which I have ever listened," he
said. (see also big-bang model)
In
1933, soon after Adolf Hitler became chancellor of Germany, Einstein renounced
his German citizenship and left the country. He later accepted a full-time
position as a foundation member of the school of mathematics at the new
Institute for Advanced Study in Princeton, New Jersey. In reprisal, Nazi storm
troopers ransacked his beloved summer house at Caputh, near Berlin, and
confiscated his sailboat. Einstein was so convinced that Nazi Germany was
preparing for war that, to the horror of Romain Rolland and his other pacifist
friends, he violated his pacifist ideals and urged free Europe to arm and
recruit for defense. (see also Princeton University)
Although
his warnings about war were largely ignored, there were fears for Einstein's
life. He was taken by private yacht from Belgium to England. By the time he
arrived in Princeton in October 1933, he had noticeably aged. A friend wrote,
It
was as if something had deadened in him. He sat in a chair at our place,
twisting his white hair in his fingers and talking dreamily about everything
under the sun. He was not laughing any more.
In
Princeton Einstein set a pattern that was to vary little for more than 20 years.
He lived with his wife in a simple, two-story frame house and most mornings
walked a mile or so to the Institute, where he worked on his unified field
theory and talked with colleagues. For relaxation he played his violin and
sailed on a local lake. Only rarely did he travel, even to New York. In a letter
to Queen Elisabeth of Belgium, he described his new refuge as a "wonderful
little spot, . . . a quaint and ceremonious village of puny demigods on
stilts." Eventually he acquired American citizenship, but he always
continued to think of himself as a European. Pursuing his own line of
theoretical research outside the mainstream of physics, he took on an air of
fixed serenity. "Among my European friends, I am now called Der
grosse Schweiger ("The Great Stone Face"), a title I well
deserve," he said. Even his wife's death late in 1936 did not disturb his
outward calm. "It seemed that the difference between life and death for
Einstein consisted only in the difference between being able and not being able
to do physics," wrote Leopold Infeld, the Polish physicist who arrived in
Princeton at this time.
Niels Bohr,
the great Danish atomic physicist, brought news to Einstein in 1939 that the
German refugee physicist Lise Meitner had split
the uranium atom, with a slight loss of total mass that had been converted into
energy. Meitner's experiments, performed in Copenhagen, had been inspired by
similar, though less precise, experiments done months earlier in Berlin by two
German chemists, Otto Hahn and Fritz
Strassmann. Bohr speculated that, if a controlled chain-reaction
splitting of uranium atoms could be accomplished, a mammoth explosion would
result. Einstein was skeptical, but laboratory experiments in the United States
showed the feasibility of the idea. With a European war regarded as imminent and
fears that Nazi scientists might build such a "bomb" first, Einstein
was persuaded by colleagues to write a letter to President Franklin D. Roosevelt
urging "watchfulness and, if necessary, quick action" on the part of
the United States in atomic-bomb research. This recommendation marked the
beginning of the Manhattan Project.
Although
he took no part in the work at Los Alamos, New Mexico, and did not learn that a
nuclear-fission bomb had been made until Hiroshima was razed in 1945, Einstein's
name was emphatically associated with the advent of the atomic age. He readily
joined those scientists seeking ways to prevent any future use of the bomb, his
particular and urgent plea being the establishment of a world government under a
constitution drafted by the United States, Britain, and Russia. With the spur of
the atomic fear that haunted the world, he said "we must not be merely
willing, but actively eager to submit ourselves to the binding authority
necessary for world security." Once more, Einstein's name surged through
the newspapers. Letters and statements tumbled out of his Princeton study, and
in the public eye Einstein the physicist dissolved into Einstein the world
citizen, a kind "grand old man" devoting his last years to bringing
harmony to the world.
The
rejection of his ideals by statesmen and politicians did not break him, because
his prime obsession still remained with physics. "I cannot tear myself away
from my work," he wrote at the time. "It has me inexorably in its
clutches." In proof of this came his new version of the unified field in
1950, a most meticulous mathematical essay that was immediately but politely
criticized by most physicists as untenable.
Compared
with his renown of a generation earlier, Einstein was virtually neglected and
said himself that he felt almost like a stranger in the world. His health
deteriorated to the extent that he could no longer play the violin or sail his
boat. Many years earlier, chronic abdominal pains had forced him to give up
smoking his pipe and to watch his diet carefully.
On
April 18, 1955, Einstein died in his sleep at Princeton Hospital. On his desk
lay his last incomplete statement, written to honour Israeli Independence Day.
It read in part: "What I seek to accomplish is simply to serve with my
feeble capacity truth and justice at the risk of pleasing no one." His
contribution to man's understanding of the universe was matchless, and he is
established for all time as a giant of science. Broadly speaking, his crusades
in human affairs seem to have had no lasting impact. Einstein perhaps
anticipated such an assessment of his life when he said, "Politics are for
the moment. An equation is for eternity." (P.Mi.)
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P. Michelmore ±Û | ì°ßÓêª ÂüÁ¶ÁýÇÊ
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MAJOR
WORKS
SCIENTIFIC
PAPERS: "Über einen die Erzeugung und Verwandlung des Lichtes
betreffenden heuristischen Gesichtspunkt," in Annalen
der Physik (1905); "Über die von der molekularkinetischen Theorie
der Wärme geforderte Bewegung von in ruhenden Flüssigkeiten
suspendierten Teilchen," in Annalen
der Physik (1905); "Zur Elektrodynamik bewegter Körper," in Annalen der Physik (1905), the initial paper on special relativity;
"Ist die Trägheit eines Körpers von seinem Energieinhalt abhängig?"
in Annalen der Physik (1905);
"Zur Theorie der Brownschen Bewegung," in Annalen der Physik (1906), translated separately as Investigations
on the Theory of the Brownian Movement (1926); "Zur Theorie der
Lichterzeugung und Lichtabsorption," in Annalen
der Physik (1906); "Plancksche Theorie der Strahlung und die Theorie
der spezifischen Wärme," in Annalen
der Physik (1907); "Entwurf einer Verallegemeinerten Relativitätstheorie
und einer Theorie der Gravitation," in Zeitschrift
für Mathematik und Physik (1913); "Grundlagen der allgemeinen
Relativitätstheorie," in Annalen
der Physik (1916), on the general theory of relativity;
"Strahlungs-emission und - absorption nach der Quantentheorie," in Verhandlungen
der Deutschen physikalischen Gesellschaft (1916); "Quantentheorie der
Strahlung," in Physikalische
Zeitschrift (1917); "Quantentheorie des einatomigen idealen
Gases," in Sitzungsberichte der
Preussischen Akademie der Wissenschaften (1924 and 1925). Some of Einstein's
important papers were collected in the joint work (with H.A. Lorentz and H.
Minkowski), H.A. Lorentz: Das Relativitätsprinzip,
eine Sammlung von Abhandlungen (1913; trans. as H.A. Lorentz: The Principle of Relativity: A Collection of Original
Memoirs on the Special and General Theory of Relativity, 1923). See also The
Meaning of Relativity, which includes the generalized theory of gravitation
(1953), the first edition of Einstein's unified-field theory.
OTHER
WORKS: About Zionism: Speeches and
Letters, Eng. trans. by Sir Leon Simon (1931); Builders of the Universe (1932); with Sigmund Freud, Warum
Krieg? (Why War?, Eng. trans. by Stuart Gilbert, 1933); with Leopold Infeld,
The Evolution of Physics (1938); The
World As I See It (Eng. trans. by Alan Harris, 1949); Out
of My Later Years (1950).
BIBLIOGRAPHY.
JOHN STACHEL et al. (eds.), The
Collected Papers of Albert Einstein (1987- ), contains all his papers,
notes, and letters, with companion translation volumes. HELEN DUKAS and BANESH
HOFFMAN (eds.), Albert Einstein, the Human
Side: New Glimpses from His Archives (1979), samples the letters of Albert
Einstein to provide a good introduction to his personality and thought.
Studies
of his life and work include PHILIPP FRANK, Einstein:
His Life and Times, trans. from German (1947, reprinted 1989), a scientific
biography focusing on Einstein's early life and achievement; ANTONINA VALLENTIN,
The Drama of Albert Einstein (also
published as Einstein, a Biography,
1954; originally published in French, 1954), a personal story of Einstein's
European years; PETER MICHELMORE, Einstein:
Profile of the Man (1962), a popular, richly anecdotal treatment of Einstein
as man and scientist; RONALD W. CLARK, Einstein: The Life and Times (1971, reissued 1984), a distinguished,
definitive, and well-illustrated work; BANESH HOFFMAN and HELEN DUKAS, Albert
Einstein: Creator and Rebel (1972, reissued 1986), a significant biography,
laced with a thorough but exciting interpretation of Einstein's scientific work;
JEREMY BERNSTEIN, Einstein, 2nd ed.
(1991), a biography emphasizing the scientific theories; CORNELIUS LANCZOS, The Einstein Decade: 1905-1915 (1974), a biography that includes
detailed synopses of each Einstein paper written during the years covered; A.P.
FRENCH (ed.), Einstein: A Centenary Volume
(1979), a collection of essays, reminiscences, illustrations, and
quotations--for the general audience; ABRAHAM PAIS, "Subtle is the Lord . .
.": The Science and the Life of Albert Einstein (1982), a scientific
biography; PETER A. BUCKY and ALLEN G. WEAKLAND, The Private Albert Einstein (1992), a chronicle of conversations and
personal anecdotes as remembered by one of Einstein's friends; MICHAEL WHITE and
JOHN GRIBBIN, Einstein: A Life in Science
(1994); and DENIS BRIAN, Einstein: A Life
(1996).
Studies
of Einstein's impact on science and philosophy include PAUL ARTHUR SCHILPP
(ed.), Albert Einstein:
Philosopher-Scientist, 3rd ed., 2 vol. (1970), a discussion by eminent
scholars; LINCOLN BARNETT, The Universe
and Dr. Einstein, 2nd rev. ed. (1957, reissued 1974), a lucid exposition of
Einstein's contribution to science; THOMAS F. GLICK (ed.), The Comparative Reception of Relativity (1987); and DAVID CASSIDY, Einstein
and Our World (1995). (P.Mi. /Ed.)
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