Plato
Plato
was the second of the great trio of ancient Greeks-- Socrates,
Plato, and Aristotle--who between them laid the philosophical
foundations of Western culture. Building on the life and thought of Socrates,
Plato developed a profound and wide-ranging system of philosophy. His thought
has logical, epistemological, and metaphysical
aspects; but its underlying motivation is ethical. It sometimes relies upon
conjectures and myth, and it is occasionally mystical in tone; but fundamentally
Plato is a rationalist, devoted to the proposition that reason must be followed
wherever it leads. Thus the core of Plato's philosophy is a rationalistic
ethics.
This article deals with the man, his
works and influence, and the subsequent history of Platonism.
Plato was born, the son of Ariston and
Perictione, in Athens, or perhaps in Aegina, in about 428 BC, the year after the
death of the great statesman Pericles. His family, on both sides, was among the
most distinguished in Athens. Ariston is said to have claimed descent from the
god Poseidon through Codrus, the last king of Athens; on the mother's side, the
family was related to the early Greek lawmaker Solon. Nothing is known about
Plato's father's death. It is assumed that he died when Plato was a boy.
Perictione apparently married as her second husband her uncle Pyrilampes, a
prominent supporter of Pericles; and Plato was probably brought up chiefly in
his house. Critias and Charmides, leaders among
the extremists of the oligarchic terror of 404, were, respectively, cousin and
brother of Perictione; both were friends of Socrates, and through them Plato
must have known the philosopher from boyhood.
His own early ambitions--like those of
most young men of his class--were probably political. A conservative faction
urged him to enter public life under its auspices, but he wisely held back. He
was soon repelled by its members' violent acts. After the fall of the oligarchy,
he hoped for better things from the restored democracy. Eventually, however, he
became convinced that there was no place for a man of conscience in Athenian
politics. In 399 BC the democracy condemned Socrates to death, and Plato and
other Socratic men took temporary refuge at Megara with Eucleides,
founder of the Megarian school of philosophy.
The next few years are said to have been spent in extensive travels in Greece,
in Egypt, and in Italy. Plato himself (if the Seventh Letter is his; see below General features of the dialogues
) states that he visited Italy and Sicily at the age of 40 and was
disgusted by the gross sensuality of life there but found a kindred spirit in Dion,
brother-in-law of Dionysius I, the ruler of Syracuse.
In about 387 Plato founded the Academy
as an institute for the systematic pursuit of philosophical and scientific
teaching and research. He presided over it for the rest of his life. The
Academy's interests were not limited to philosophy in a narrow sense but also
extended to the sciences: there is evidence that Plato encouraged research in
such diverse disciplines as mathematics and rhetoric. He himself lectured (on at
least one occasion he gave a celebrated public lecture "On the Good"),
and he set problems for his pupils to solve. The Academy was not the only such
"school" in Athens--there are traces of tension between the Academy
and the rival school of Isocrates. (see also Index:
science, history of)
The one outstanding event in Plato's
later life was his intervention in Syracusan politics. On the death of Dionysius
I in 367, Dion conceived the idea of bringing Plato to Syracuse
as tutor to his brother-in-law's successor, Dionysius
II, whose education had been neglected. Plato was not optimistic about
the results; but because both Dion and Archytas of
Tarentum, a philosopher-statesman, thought the prospect promising, he
felt bound to risk the adventure. The plan was to train Dionysius II in science
and philosophy and so to fit him for the position of a constitutional king who
might hold Carthaginian encroachment on Sicily at bay. The scheme was crushed by
Dionysius' natural jealousy of the stronger Dion, whom he drove into virtual
banishment. Plato later paid a second and longer visit to Syracuse in 361-360,
still in the hope of effecting an accommodation; but he failed, not without some
personal danger. Dion then captured Syracuse by a coup de main in 357, but he
was murdered in 354. Plato himself died in 348/347.
Of Plato's character and personality
little is known, and little can be inferred from his writings. But it is worth
recording that Aristotle, his most able pupil,
described Plato as a man "whom it is blasphemy in the base even to
praise," meaning that Plato was so noble a character that bad men should
not even speak about him.
To his readers through the ages Plato
has been important primarily as one of the greatest of philosophical writers;
but to himself the foundation and organization of the Academy must have appeared
to be his chief work. The Seventh Letter
contrasts the impact of written works with that of the contact of living minds
as a vehicle of philosophy, and it passes a comparatively unfavourable verdict
on written works. Plato puts a similar verdict into the mouth of Socrates in the
Phaedrus. He perhaps intended his
dialogues in the main to interest an educated outside world in the more serious
and arduous labours of his school.
All of the most important mathematical
work of the 4th century was done by friends or pupils of Plato. The first
students of conic sections, and possibly Theaetetus, the creator of solid
geometry, were members of the Academy. Eudoxus of
Cnidus--author of the doctrine of proportion expounded in Euclid's Elements, inventor of the method of finding the areas and volumes of
curvilinear figures by exhaustion, and propounder of the astronomical scheme of
concentric spheres adopted and altered by Aristotle--removed his school from
Cyzicus to Athens for the purpose of cooperating with Plato; and during one of
Plato's absences he seems to have acted as the head of the Academy. Archytas,
the inventor of mechanical science, was a friend and correspondent of Plato.
Nor were other sciences neglected. Speusippus,
Plato's nephew and successor, was a voluminous writer on natural history; and
Aristotle's biological works have been shown to belong largely to the early
period in his career immediately after Plato's death. The comic poets found
matter for mirth in the attention of the school to botanical classification. The
Academy was particularly active in jurisprudence and practical legislation. As Plutarch
testifies,
Plato sent Aristonymus to the
Arcadians, Phormion to Elis, Menedemus to Pyrrha. Eudoxus and Aristotle wrote
laws for Cnidus and Stagirus. Alexander asked Xenocrates for advice about
kingship; the man who was sent to Alexander by the Asiatic Greeks and did most
to incite him to his war on the barbarians was Delios of Ephesus, an associate
of Plato.
The Academy survived Plato's death.
Though its interest in science waned and its philosophical orientation changed,
it remained for two and a half centuries a focus of intellectual life. Its
creation as a permanent society for the prosecution of both humane and exact
sciences has been regarded--with pardonable exaggeration--as the first
establishment of a university.
The most important formative influence
to which the young Plato was exposed was Socrates. It does not appear, however,
that Plato belonged as a "disciple" to the circle of Socrates'
intimates. The Seventh Letter speaks
of Socrates not as a "master" but as an older "friend," for
whose character Plato had a profound respect; and he has recorded his own
absence (through indisposition) from the death scene of the Phaedo.
It may well be that his own vocation to philosophy dawned on him only
afterward, as he reflected on the treatment of Socrates by the democratic
leaders. Plato owed to Socrates his commitment to philosophy, his rational
method, and his concern for ethical questions. Among other philosophical
influences the most significant were those of Heracleitus
and his followers, who disparaged the phenomenal world as an arena of constant
change and flux, and of the Pythagoreans, with
whose metaphysical and mystical notions Plato had great sympathy.
Plato had family connections with
Pyrilampes, a Periclean politician, and with Critias, who became one of the most
unscrupulous of the Thirty Tyrants who briefly ruled Athens after the collapse
of the democracy.
Plato's early experiences covered the
disastrous years of the Deceleian War, the shattering of the Athenian empire,
and the fierce civil strife of oligarchs and democrats in the year of anarchy,
404-403. He was too young to have known anything by experience of the imperial
democracy of Pericles and Cleon or of the tide of the Sophistic movement. It is
certainly not from memory that he depicted Protagoras, the earliest avowed
professional Sophist, or Alcibiades, a brilliant but unreliable Athenian
politician and military commander. No doubt these early experiences helped to
form the political views that were later expounded in the dialogues.
The canon and text of Plato was
apparently fixed at about the turn of the Christian Era. By reckoning the Letters
as one item, the list contained 36 works, arranged in nine tetralogies. None
of Plato's works has been lost, and there is a general agreement among modern
scholars that a number of small items--Alcibiades
I, Alcibiades II, Theages, Erastae, Clitopho, Hipparchus, and Minos--are spurious. Most scholars also believe that the Epinomis,
an appendix to the Laws, was written
by the mathematician Philippus of Opus. The Hippias
Major and the Menexenus are
regarded as doubtful by some, though Aristotle seems to have regarded them as
Platonic. Most of the 13 Letters are
certainly later forgeries. About the authenticity of the Seventh Letter, which is by far the most important from the
biographical and the philosophical points of view, there exists a long and
unsettled controversy.
Plato's literary career extended over
the greater part of a long life. The Apology
was probably written in the early 380s. The Laws,
on the other hand, was the work of an old man, and the state of its text
bears out the tradition that Plato never lived to give it its final revision.
Since there is no evidence that Plato began his career with a fully developed
system, and since there is every reason to believe that his thoughts changed,
the order in which the various dialogues were written takes on importance. Only
through it can the development of Plato's thought be adequately charted.
Unfortunately, Plato himself has given few clues to the order: he linked the Sophist
and the Statesman
with the Theaetetus
externally as continuations of the conversation reported in that dialogue.
Similarly, he seems to have linked the Timaeus
with the
Republic. And Aristotle noted that the Laws was written after the
Republic.
Modern scholars, by the use of stylistic
criteria, have argued that the Sophist,
Statesman, Philebus, Timaeus (with its fragmentary sequel Critias),
and Laws form a distinct linguistic group, belonging to the later years
of Plato's life. The whole group must be later than the Sophist, which professes to be a sequel to the Theaetetus. Since the Theaetetus
commemorates the death of the eminent mathematician after whom it is named
(probably in 369 BC), it may be ascribed to c.
368, the eve of Plato's departure for Syracuse.
The earlier group of dialogues is
generally believed to have ended with the Theaetetus
and the closely related Parmenides. Apart
from this, perhaps all that can be said with certainty is that the great
dialogues, Symposium,
Phaedo, and Republic (and perhaps
also Protagoras),
in which Plato's dramatic power was at its highest, mark the culmination of this
first period of literary activity. The later dialogues are often thought to lack
the dramatic and literary merits of the earlier but to compensate for this by an
increased subtlety and maturity of judgment.
One difficulty that initially besets the
modern student is that created by the dramatic form of Plato's writings. Since
Plato never introduced himself into his own dialogues, he is not formally
committed to anything asserted in them. The speakers who are formally bound by
the utterances of the dialogues are their characters, of whom Socrates is
usually the protagonist. Since all of these are real historical persons, it is
reasonable to wonder whether Plato is reporting their opinions or putting his
own views into their mouths, and, more generally, to ask what was his purpose in
writing dialogues.
Some scholars have suggested that Plato
allowed himself to develop freely in a dialogue any view that interested him for
the moment without pledging himself to its truth. Thus Plato can make Socrates
advocate hedonistic utilitarianism in the Protagoras
and denounce it in the Gorgias. Others
argue that some of Plato's characters, notably Socrates and Timaeus,
are "mouthpieces" through whom he inculcates tenets of his own without
concern for dramatic or historical propriety. Thus it has often been held that
the theory of Ideas, the doctrine
of recollection, and the notion of the tripartite soul
were originated by Plato after the death of Socrates and consciously fathered on
the older philosopher.
There are undeniable differences in
thought between the dialogues that are later than the Theaetetus and those that are earlier. But there are no serious
discrepancies of doctrine between individual dialogues of the same period. Plato
perhaps announced his own personal convictions on certain doctrines in the
second group of dialogues by a striking dramatic device. In the Sophist
and Statesman the leading part is taken by a visitor from Elea and in
the Laws by an Athenian. These are the
only anonymous, indeed almost certainly the only imaginary, personages of any
moment in the whole of Plato's writings. It seems likely, therefore, that these
two characters were left anonymous so that the writer could be free to use them
as mouthpieces for his own teaching. Plato thus took on himself the
responsibility for the logic and epistemology of the Sophist and of the Statesman and
for the ethics and the educational and political theory of the Statesman
and of the Laws.
There is a philosophical doctrine
running through the earlier dialogues that has as its three main features the theory
of knowledge as recollection, the conception of the tripartite soul, and,
most importantly, the theory of Forms. The theory that knowledge is recollection
rests on the belief that the soul is not only eternal but also preexistent. The
conception of the tripartite soul holds that the soul consists of reason,
appetite, and spirit (or will). Each part serves a purpose and has validity, but
reason is the soul's noblest part; in order for man to achieve harmony, appetite
and spirit must be subjected to the firm control of reason. The theory of Forms
has as its foundation the assumption that beyond the world of physical things
there is a higher, spiritual realm of Forms, or Ideas, such as the Form of
Beauty or Justice. This realm of Forms, moreover, has a hierarchical order, the
highest level being that of the Form of the Good.
Whereas the physical world, perceived with the senses, is in constant flux and
knowledge derived from it restricted and variable, the realm of Forms,
apprehensible only by the mind, is eternal and changeless. Each Form is the
pattern of a particular category of things in this world; thus there are Forms
of man, stone, shape, colour, beauty, and justice. Yet the things of this world
are only imperfect copies of these perfect Forms.
In the Phaedo
Socrates is made to describe the theory of Ideas as something quite familiar
that he has for years constantly canvassed with his friends. In the dialogues of
the second period, however, these tenets are less prominent, and the most
important of them all, the theory of Forms, is in the Parmenides subjected to a searching
set of criticisms. The question thus arises as to whether Plato himself had two
distinct philosophies, an earlier and a later, or whether the main object of the
first group of dialogues was to preserve the memory of Socrates, the philosophy
there expounded being, in the main, that of Socrates--coloured, no doubt, but
not consciously distorted, in its passage through the mind of Plato. On the
second view, Plato had no distinctive Platonic philosophy until a late period in
his life.
It may be significant that the only
dialogue later than the Theaetetus in
which Socrates takes a leading part is the Philebus,
the one work of the second group that deals primarily with the ethical problems
on which the thought of Socrates had concentrated. This is usually explained by
supposing that Plato was unwilling to make Socrates the exponent of doctrines
that he knew to be his own property. It would, however, be hard to understand
such misgivings if Plato had already been employing Socrates in that very
capacity for years. It is notable, too, that Aristotle, who apparently knew
nothing of an earlier and a later version of Platonism, attributed to Plato a
doctrine that is quite unlike anything to be found in the first group of
dialogues. It was also the view of Neoplatonic scholars that the theory of Ideas
of the great earlier dialogues really originated with Socrates; and the fact
that they did not find it necessary to argue the point may show that this had
been the standing tradition of the Academy.
Few modern scholars, however, support
this view. The differences between the early and late periods are not as great
as they have sometimes been represented: although Plato's thought developed from
the early to the late dialogues, it underwent no sudden dislocation. The ideas
of the early period may have been inspired by Socrates, but they were Plato's
own--for example, the theory of Forms could not have arisen with Socrates. Plato
nevertheless attributed it to him because he saw it as the theoretical basis of
what Socrates did teach.
In the
Republic, the greatest of all the dialogues that precede the Theaetetus,
there are three main strands of argument deftly combined into an artistic
whole--the ethical and political, the aesthetic and mystical, and the
metaphysical. Other major dialogues belonging to this period give special
prominence to one of these three lines of thought: the Phaedo
to the metaphysical theme; the Protagoras
and the Gorgias to the ethical and
political; the Symposium and the Phaedrus
to the aesthetic. But it should be noted that Plato's dialogues are not
philosophical essays, let alone philosophical treatises, and they do not
restrict themselves to a single topic or subject.
The shorter dialogues, dealing with more
special problems, generally of an ethical character, mostly conform to a common
type: a problem in moral philosophy, often that of the right definition of a virtue,
is propounded, a number of tentative solutions are considered, and all are found
to be vitiated by difficulties that cannot be dispelled. The reader is left, at
the end of the conversation, aware of his ignorance of the very things that it
is most imperative for a man to know. He has formally learned nothing but has
been made alive to the confusions and fallacies in what he had hitherto been
content to take as knowledge. The dialogues are "aporetic" and
"elenctic": they pose puzzles (aporiai
in Greek) without solving them, and Socrates' procedure consists in the
successive refutation (elenchos) of
the various views presented by his interlocutors.
The effect of these dialogues of search
is thus to put the reader in tune with the spirit of Socrates, who had said that
the one respect in which he was wiser than other men was in his keen
appreciation of his own ignorance of the most important matters. The reader
learns the meaning of Socrates' ruling principle that the supreme business of
life is to "tend" the soul and his conviction that "goodness of
soul" means knowledge of good and
evil. The three dialogues directly concerned with the trial of Socrates have a
further purpose. They are intended to explain to a puzzled public, as a debt of
honour to his memory, why Socrates thought it a matter of conscience neither to
withdraw from danger before his trial, nor to make a conciliatory defense, nor,
after conviction, to avail himself of the opportunity of flight.
The Apology,
or Defense, purports to give Socrates'
speeches at his trial for impiety. In the Crito Socrates, in the condemned cell, explains why he will not try
to escape paying the death penalty; the dialogue is a consideration of the
source and nature of political obligation. The Euthyphro is represented as taking
place just before Socrates' trial. Its subject is the virtue of
"piety," or the proper attitude for men to take toward the gods. The Hippias
Major propounds the question "What is the 'fine' (or
'beautiful')?" The Hippias Minor deals with the paradox that "wrongdoing is
involuntary." The Ion
discredits the poets, who create not "by science" but by a
nonrational inspiration. The Menexenus, which professes to repeat a funeral oration learned from
Aspasia, Pericles' mistress, is apparently meant as a satire on the patriotic
distortion of history. The Charmides,
Laches, and Lysis are typical
dialogues of search. The question of the Charmides
is what is meant by sophrosune, or
"temperance," the virtue that is shown in self-command, in dutiful
behaviour to parents and superiors, in balance, and in self-possession amid the
turns of fortune. It seems that this virtue can be identified with the
self-knowledge that Socrates had valued so highly. The Laches is concerned with courage, the soldier's virtue; and the Lysis
examines in the same tentative way friendship, the relation in which
self-forgetting devotion most conspicuously displays itself. (see also Index:
sophrosyne)
The question of whether words have
meaning by nature or by convention is considered in the Cratylus--whether there is some
special appropriateness of the sounds or forms of words to the objects they
signify, or whether meaning merely reflects the usage of the community. Plato
argues that, since language is an instrument of thought, the test of its
rightness is not mere social usage but its genuine capacity to express thought
accurately. The dialogue Euthydemus satirizes
the "eristics"--those who try to
entangle a person in fallacies because of the ambiguity of language. Its more
serious purpose, however, is to contrast this futile logic chopping with the
"protreptic," or hortatory, efforts of Socrates, who urges that
happiness is guaranteed not by the possession of things but by the right use
of them--and particularly of the gifts of mind, body, and fortune.
The Gorgias,
the Protagoras, and the Meno,
like several of the lesser dialogues, give prominence to ethical and political
themes. The Gorgias
begins ostensibly as an inquiry into the nature and worth of rhetoric,
the art of advocacy professed by Gorgias, and develops into a plea of sustained
eloquence and logical power for morality--as against expediency--as the
sovereign rule of life, both private and public. It ends with an imaginative
picture of the eternal destinies of the righteous and of the unrighteous soul.
Gorgias holds that rhetoric is the queen
of all "arts." If the statesman skilled in rhetoric is clever enough,
he can, though a layman, carry the day even against the specialist. Socrates, on
the other hand, declares that rhetoric is not an art but a mere
"knack" of humouring the prejudices of an audience. There are two arts
conducive to health of soul, those of the legislator and of the judge. The Sophist
counterfeits the first, the orator the second, by taking the pleasant instead of
the good as his standard. The orator is thus not the wise physician of the body
politic but its toady. This severe judgment is disputed by Polus, an ardent
admirer of Gorgias, on the ground that the successful orator is virtually the
autocrat of the community, and to be such is the summit of human happiness
because he can do whatever he likes.
Socrates rejects this view. He does so
by developing one of the "Socratic paradoxes": to suffer a wrong is an
evil, but to inflict one is much worse. Thus if rhetoric is of real service to
men, it should be most of all serviceable to an offender, who would employ it to
move the authorities to inflict the penalties for which the state of his soul
calls. All of this is in turn denied by Callicles,
who proceeds to develop the extreme position of an amoralist. It may be a
convention of the herd that unscrupulous aggression is discreditable and wrong,
but "nature's convention" is that the strong are justified in using
their strength as they please, while the weak "go to the wall." To
Socrates, however, the creators of the imperialistic Athenian democracy were no
true statesmen; they were the domestic servants of the democracy for whose
tastes they catered; they were not its physicians. That would be a condition
like that of the Danaids of mythology, who are punished in Hades by being set to
spend eternity in filling leaking pitchers. A happy life consists not in the
constant gratification of boundless desires but rather in the measured
satisfaction of wants that are tempered by justice and sophrosune. (see also Index:
political power)
The Meno
is nominally concerned with the question of what virtue is and whether it
can be taught. But it is further interesting for two reasons: it states clearly
the doctrine that knowledge is "recollection"; and it introduces as a
character the democratic politician Anytus, the
main author of the prosecution of Socrates.
Whether virtue can be taught depends on
what virtue is. But the inquiry into virtue is difficult--indeed, the very
possibility of inquiry is threatened by Meno's paradox concerning the quest for
knowledge. If a person is ignorant about the subject of his inquiry, he could
not recognize the unknown, even if he found it. If, on the other hand, the
person already knows it, inquiry is futile because it is idle to inquire into
what one already knows. But this difficulty would vanish if the soul were
immortal and had long ago learned all truth, so that it needs now only to be
reminded of truths that it once knew and has forgotten. To advance this
argument, Socrates shows that a slave boy who has never studied geometry can be
brought to recognize mathematical truths. He produces the right answer "out
of himself." In general, knowledge is "recollection." Socrates
next produces the hypothesis that virtue is knowledge and infers that it is
teachable. But if virtue is knowledge, there must be professional teachers of
it. Anytus insists that the Sophists, who claim to be such professionals, are
mischievous impostors; and even the "best men" have been unable to
teach it to their own sons. The Meno ends with a distinction between knowledge and true belief, and
with the suggestion that virtue comes not by teaching but by divine gift. (see
also Index: immortality)
The Protagoras
gives the most complete presentation of the main principles of Socratic
morality. In this dialogue Socrates meets the eminent Sophist Protagoras, who
explains that his profession is the "teaching of goodness"--i.e.,
the art of making a success of one's life and of one's city. Socrates urges,
however, that both common opinion and the failure of eminent men to teach
"goodness" to their sons suggest that the conduct of life is not
teachable. But the problem arises as to whether the various commonly recognized
virtues are really different or all one. Protagoras is ultimately ready to
identify all of the virtues except courage with wisdom or sound judgment.
Socrates then attempts to show that, even in the case of courage, goodness
consists in the fact that, by facing pain and danger, one escapes worse pain or
danger. Thus all virtues can be reduced to the prudent computation of pleasures
and of pains. Here, then, is a second
"Socratic paradox": no one does wrong willingly--wrongdoing is a
matter of miscalculation. It is a puzzling feature of this argument that
Socrates appears to embrace a form of hedonism.
In the works so far considered, the
foundation of a Socratic moral and political doctrine is laid, which holds that
the great concern of man is the development of a rational moral personality and
that this development is the key to man's felicity. Success in this task,
however, depends on rational insight into the true scale of good. The reason men
forfeit felicity is that they mistake apparent good for real. If a man ever knew
with assurance what the Good is, he would never pursue anything else; it is in
this sense that "all virtue is knowledge." The philosophical moralist,
who has achieved an assured insight into absolute Good, is thus the only true
statesman, for he alone can tend to the national character. These moral
convictions have a metaphysical foundation and justification. The principles of
this metaphysics are expounded more explicitly in the following dialogues, in
which a theory of knowledge and of scientific method is also discernible.
The object of the Phaedo is to justify belief in the immortality of the soul by
showing that it follows from a fundamental metaphysical doctrine (the theory of
Ideas, or the doctrine of Forms), which seems to afford a rational clue to the
structure of the universe. Socrates' soul is identical with Socrates himself:
the survival of his soul is the survival of Socrates--in a purified state. For
his life has been spent in trying to liberate the soul from dependence on the
body. In life, the body is always interfering with the soul's activity. Its
appetites and passions interrupt the pursuit of wisdom and goodness.
There are four arguments for thinking
that the soul survives death.
First, there is a belief that the soul
has a succession of many lives. The processes of nature in general are cyclical;
and it is reasonable to suppose that this cyclicity applies to the case of dying
and coming to life. If this were not so, if the process of dying were not
reversible, life would ultimately vanish from the universe.
Second, the doctrine that what men call "learning"
is really "recollection" shows, or at least suggests, that the soul's
life is independent of the body.
Third, the soul contemplates the Forms,
which are eternal, changeless, and simple. The soul is like the Forms. Hence it
is immortal.
The fourth argument is the most
elaborate. Socrates begins by recalling his early interest in finding the causes
of being and change and his dissatisfaction with the explanations then current.
He offers instead the Forms as causes. First, and safely, he says that something
becomes, say, hot simply by participating in Heat. Then, a little more daringly,
he is prepared to say that it becomes hot by participating in Fire, which brings
Heat with it. Now if Fire brings Heat, it cannot accept Cold, which is the
opposite of Heat. All this is then applied to the soul. Human beings are alive
by participating in Life--and, more particularly, by having souls that bring
Life with them. Since the soul brings Life, it cannot accept Death, the opposite
of Life. But in that case the soul cannot perish and is immortal. (For further
discussion of the theory of Forms, see METAPHYSICS: Forms
.)
Both the Symposium and the Phaedrus present
the Forms in a special light, as objects of mystical contemplation and as
stimuli of mystical emotion. (see also Index:
mysticism)
The immediate object of the Symposium,
which records several banquet eulogies of eros
(erotic love), is to find the highest manifestation of the love
that controls the world in the mystic aspiration after union with eternal and
supercosmic beauty. It depicts Socrates as having reached the goal of union and
puts the figure of Alcibiades, who has sold his
spiritual birthright for the pleasures of the world, in sharp opposition to him.
The main argument may be summarized
thus: Eros is a reaching out of the
soul to a hoped-for good. The object is eternal beauty. In its crudest form,
love for a beautiful person is really a passion to achieve immortality through
offspring by that person. A more spiritual form is the aspiration to combine
with a kindred soul to give birth to sound institutions and rules of life. Still
more spiritual is the endeavour to enrich philosophy and science through noble
dialogue. The insistent seeker may then suddenly descry a supreme beauty that is
the cause and source of all of the beauties so far discerned. The philosopher's
path thus culminates in a vision of the Form of the Good, the supreme Form that
stands at the head of all others.
Though the immediate subject of the Phaedrus
is to show how a truly scientific rhetoric might be built on the double
foundation of logical method and scientific study of human passions, Plato
contrives to unite with this topic a discussion of the psychology of love, which
leads him to speak of the Forms as the objects of transcendent emotion and,
indeed, of mystical contemplation. The soul, in
its antenatal, disembodied state, could enjoy the direct contemplation of the
Forms. But sense experience can suggest the Form of Beauty in an unusually
startling way: through falling in love. The unreason and madness of the lover
mean that the wings of his soul are beginning to grow again; it is the first
step in the soul's return to its high estate.
In the Republic
the immediate problem is ethical. What is justice?
Can it be shown that justice benefits the man who is just? Plato holds that it
can. Justice consists in a harmony that emerges when the various parts of a unit
perform the function proper to them and abstain from interfering with the
functions of any other part. More specifically, justice occurs with regard to
the individual, when the three component parts of his soul--reason, appetite,
and spirit, or will--each perform their appropriate tasks; with regard to
society, justice occurs when its component members each fulfill the demands of
their allotted roles. Harmony is ensured in the individual when the rational
part of his soul is in command; with regard to society, when philosophers are
its rulers because philosophers--Platonic philosophers--have a clear
understanding of justice, based on their vision of the Form of the Good. (see
also Index: normative
ethics)
In the ethical scheme of the Republic
three roles, or "three lives," are distinguished: those of the
philosopher, of the votary of enjoyment, and of the man of action. The end of
the first is wisdom; of the second, the gratification of appetite; and of the
third, practical distinction. These reflect the three elements, or active
principles, within a man: rational judgment of
good; a multitude of conflicting appetites for particular gratifications; and
spirit, or will, manifested as resentment against infringements both by others
and by the individual's own appetites.
This tripartite scheme is then applied
to determine the structure of the just society. Plato develops his plan for a
just society by dividing the general population into three classes
that correspond to the three parts of man's soul as well as to the three lives.
Thus there are: the statesmen; the general civilian population that provides for
material needs; and the executive force (army and police). These three orders
correspond respectively to the rational, appetitive, and spirited elements. They
have as their corresponding virtues wisdom, the excellence of the thinking part;
temperance, that of the appetitive part (acquiescence of the nonrational
elements to the plan of life prescribed by judgment); and courage, that of the
spirited part (loyalty to the rule of life laid down by judgment). The division
of the population into these three classes would not be made on the basis of
birth or wealth but on the basis of education provided for by the state.
By a process of examination each individual would then be assigned to his
appropriate rank in correspondence with the predominant part of his soul.
The state ordered in this manner is just
because each of the elements vigorously executes its own function and, in loyal
contentment, confines itself within its limits. Such a society is a true aristocracy,
or rule of the best. Plato describes successive deviations from this ideal as
timocracy (the benign military state), oligarchy (the state dominated by
merchant princes, a plutocracy), and democracy
(the state subjected to an irresponsible or criminal will).
The training of the philosophical rulers would continue through a long and rigorous
education because the vision of the Good requires extensive preparation and
intellectual discipline. It leads through study of the exact sciences to that of
their metaphysical principles. The central books of the Republic thus present an outline of metaphysics and a philosophy of
the sciences. The Forms appear in the double character of objects of all genuine
science and formal causes of events and processes. Plato expressly denied that
there can be knowledge, in the proper sense, of the temporal and mutable. In his
scheme for the intellectual training of the philosophical rulers, the exact
sciences--arithmetic, plane and solid geometry, astronomy, and harmonics--would
first be studied for 10 years to familiarize the mind with relations that can
only be apprehended by thought. Five years would then be given to the still
severer study of "dialectic." Dialectic
is, etymologically, the art of conversation, of question and answer; and
according to Plato, dialectical skill is the ability to pose and answer
questions about the essences of things. The dialectician replaces hypotheses
with secure knowledge, and his aim is to ground all science, all knowledge, on
some "unhypothetical first principle."
This principle is the Form of the Good,
which, like the Sun in relation to visible things, is the source of the reality
of all things, of the light by which they are apprehended, and also of their
value. As in the Symposium,
the Good is the supreme beauty that dawns suddenly upon the pilgrim of love as
he draws near to his goal.
The two works that probably anticipate
the dialogues of Plato's old age, the Parmenides
and Theaetetus, display a remarkable
difference of tone, clearly the result of a period of fruitful reconstruction.
The theory expounded in the Phaedo
and Republic does not allow enough
reality to the sensible world. These dialogues suppose that an entity capable of
being sensed is a complex that participates in a plurality of Forms: what else
it may be they do not say. Clearly, however, the relation between a thing and a
Form (e.g., beauty), which has been
called participation, needs further elucidation. In these dialogues truths of
fact, of the natural world, have not yet had their importance recognized.
Plato clearly had an external motive for
the reexamination of his system as well. The Parmenides, the Theaetetus,
and the Sophist all reveal a special
interest in the Eleatic philosophy, of which Parmenides was the chief
representative. The doctrine of his friend Eucleides of Megara, like that of
Parmenides, was that phenomena which can be apprehended by the senses are
illusions with no reality at all. Continued reflection on this problem led
straight to the discussion of the meaning of the copula "is" and the
significance of the denial "is not," which is the subject of the Sophist.
Formally the Parmenides leads to an impasse. In
its first half the youthful Socrates expounds the doctrine of the participation
of things in Forms as the solution of the problem of the "one and
many." ("How can this, that, and the other cat all be one thing--e.g.,
black?" "Each distinct cat participates in the unique Form of
Blackness.") Parmenides raises what appear to be insoluble objections and
hints that the helplessness of Socrates under
his criticism arises from insufficient training in logic.
In the second half Parmenides gives an
example of the logical training that he recommends. He takes for examination his
own thesis, "The one is," and constructs upon it as basis an elaborate
set of contradictions.
The Eleatic objections to the doctrine
of participation are, first, that it does not really reconcile unity with
plurality since it leads to a perpetual regress. It says that the many things
that have a common predicate, or characteristic,
participate in, or imitate, a single Form. But the Form itself also admits of a
common predicate, and therefore a second Form must exist, participated in alike
by the sensible things and the first Form, and so on, endlessly. Second, a
graver difficulty is that the relations between Forms must belong to the realm
of Forms, and those between sensible things to the realm of things. Thus men,
belonging to the second, can know nothing of the true realities, the Forms.
Scholars disagree over the precise interpretation of these objections. They also
disagree about how Plato should have reacted to them--and about how he did
react. (see also Index: Eleaticism)
The Theaetetus
is a discussion of the question of how knowledge should be defined. It is
remarkable that the dialogue treats knowledge at length without making any
reference to the Forms or to the mythology of recollection. It remains to this
day one of the best introductions to the problem of knowledge. The main argument
is as follows: (see also Index: recollection,
doctrine of)
It seems plausible to say that knowledge
is perception, which appears to imply that
"What seems to me is so to me; what seems to you is so to you"
(Protagoras). This relativistic doctrine is, rather oddly, claimed by Plato to
be equivalent to the view held by the late 6th-century-BC Greek philosopher
Heracleitus that "everything is always and in all ways in flux." But
these views imply that there is no common perceived world and therefore nothing
of certainty can be said or thought at all.
As for the thesis that knowledge is
perception, one must first distinguish what the soul perceives through bodily
organs from what it apprehends by itself without organs--such as number,
sameness, likeness, being, and good. But because all knowledge involves truth
and therefore being, perception, which cannot grasp being, is not identical with
knowledge.
Is knowledge, then, true belief?
The reference to true belief leads Plato into a discussion of false belief, for
which he can discover no satisfactory analysis. False belief is belief in what
is not, and what is not cannot be believed. But the example of verdicts in the
law courts is enough to show that there can be true belief without knowledge.
Finally, is knowledge true belief
together with an "account"? The concept of an account (logos) is not a simple one. No satisfactory definition of knowledge
emerges, and the dialogue ends without a conclusion.
Because Plato's argument nowhere appeals
to his favourite doctrine of Forms and because the dialogue ends so
inconclusively, some scholars have suggested that Plato wanted to show that the
problem of knowledge is insoluble without the Forms. (see also Index:
epistemology)
Formally the important dialogues the Sophist
and the Statesman are closely connected,
both being ostensibly concerned with a problem of definition.
The real purpose of the Sophist, however,
is logical or metaphysical; it aims at
explaining the true nature of negative predication, or denials that something is
so. The object of the Statesman, on
the other hand, is to consider the respective merits of two contrasting forms of
government, personal rule and constitutionalism,
and to recommend the second, particularly in the form of limited monarchy.
The Sophist thus lays the foundations
of all subsequent logic, the Statesman those of all constitutionalism. A second purpose in both
dialogues is to illustrate the value of careful classification as a basis for
scientific definition. (see also Index:
negation)
The Sophist
purports to investigate what a Sophist really
is. The definitions all lead to such notions as falsity, illusion, nonbeing. But
these notions are puzzling. How can there be such a thing as a false statement
or a false impression? For the false means "what is not," and what is
not is nothing at all and can neither be uttered nor thought. Plato argues that
what is not in some sense also is, and that what is in some sense is not; and he
refutes Parmenidean monism by drawing the distinction between absolute and
relative nonbeing. A significant denial, A is not B, does not mean
that A is nothing, but that A
is other than B; every one of the "greatest kinds," or most general,
features of reality--being, identity, difference, motion, and rest--is other
than every other feature. Motion, say, is other than rest; and thus motion is
not rest--but it does not follow that motion is not. The true business of
dialectic is to treat the Forms themselves as an interrelated system, with
relations of compatibility and incompatibility among themselves.
In the Statesman
the conclusion is reached that government by a benevolent dictator is not
suitable to the conditions of human life because his direction is not that of a
god. The surrogate for direction by a god is the impersonal supremacy of
inviolable law. Where there is such law, monarchy is the best and democracy the
least satisfactory form of constitution; but where there is no law, this
situation is inverted.
The Philebus
contains Plato's ripest moral psychology. Its subject is strictly
ethical--the question of whether the Good is to be identified with pleasure or
with wisdom. Under the guidance of Socrates a mediating conclusion is reached:
the best life contains both elements, but wisdom predominates. (see also Index:
hedonism)
Philosophically most important is a
classification adopted to determine the formal character of the two claimants to
recognition as the Good. Everything real belongs to one of four classes: (1) the
infinite or unbounded, (2) the limit, (3) the mixture (of infinite and limit),
(4) the cause of the mixture. It emerges that all of the good things of life
belong to the third class, that is, are produced by imposing a definite limit
upon an indeterminate continuum.
The Timaeus
is an exposition of cosmology, physics,
and biology. Timaeus first draws the distinction
between eternal being and temporal becoming and insists that it is only of the
former that one can have exact and final knowledge. The visible, mutable world
had a beginning; it is the work of God, who had its Forms before him as eternal
models in terms of which he molded the world as an imitation. God first formed
its soul out of three constituents: identity, difference, being. The world soul
was placed in the circles of the heavenly bodies, and the circles were animated
with movements. Subsequently the various subordinate gods and the immortal and
rational element in the human soul were formed. The human body and the lower
components of its soul were generated through the intermediacy of the
"created gods" (i.e., the stars). (see also Index:
idea)
The Timaeus
combines the geometry of the Pythagoreans
with the biology of Empedocles by a mathematical construction of the elements,
in which four of the regular solids--cube, tetrahedron, octahedron, and
icosahedron--are assumed to be the shapes of the corpuscles of earth, fire, air,
and water. (The fifth, the dodecahedron, comprises the model for the whole
universe.)
Among the important features of the
dialogue are its introduction of God as the "demiurge"--the
intelligent cause of all order and structure in the world of becoming--and the
emphatic recognition of the essentially tentative character of natural science.
It is also noteworthy that, though Plato presents a corpuscular physics, his
metaphysical substrate is not matter but chora
(space). The presence of space as a factor
requires the recognition, over and above God or mind, of an element that he
called ananke (necessity). The
activity of the demiurge ensures that the universe is in general rational and
well-ordered, but the brute force of material necessity sets limits to the scope
and efficacy of reason. The details of Plato's cosmology, physiology, and
psychophysics are of great importance for the history
of science but metaphysically of secondary interest. (see also Index:
efficient cause)
The Laws,
Plato's longest and most intensely practical work, contains his ripest
utterances on ethics, education, and jurisprudence,
as well as his one entirely nonmythical exposition of theology.
The immediate object is to provide a model of constitution making and
legislation to assist in the actual founding of cities. The problem of the
dialogue is thus not the construction of an ideal state as in the Republic but the framing of a constitution and code that might be
successfully adopted by a society of average Greeks. Hence the demands made on
average human nature, though exacting, are not pitched too high; and the
communism of the Republic is dropped.
Purely speculative philosophy and
science are excluded from the purview of the Laws,
and the metaphysical interest is introduced only so far as to provide a basis
for a moral theology. In compensation the dialogue is exceptionally rich in political and legal thought and appears,
indirectly, to have left its mark on the great system of Roman jurisprudence.
(see also Index: Roman
law)
In the ethics of the Laws Plato is rigid and rigorous--for example, homosexuality shall
be completely suppressed and monogamous marriage with strict chastity shall be
the rule. (In the Republic the
guardian class enters into temporary unions or "sacred marriages,"
with a community of wives and children, to foster a concern for the common
good.) In politics, Plato favours a mixed constitution, one with elements of
democratic freedom and autocratic authoritarianism, and he suggests a system for
securing both genuine popular representation and the proper degree of attention
to personal qualifications. The basis of society is to be agriculture, not
commerce. What amounts to a tax of 100 percent is to be levied on incomes beyond
the statutory limits. Education is regarded as the most important of all the
functions of government. The distinction between the sexes is to be treated as
irrelevant. (see also Index: education,
philosophy of)
Careful attention is to be paid to the
right utilization of the child's instinct for play and to the demand that the
young shall be taught in institutions where expert instruction in all of the
various subjects is coordinated. Members of the supreme council of the state
shall be thoroughly trained in the supreme science, which "sees the one in
the many and the many in the one"; i.e.,
in dialectic. In the Laws Plato
instituted regulations which would ensure that trials for serious offenses would
take place before a court of highly qualified magistrates and would proceed with
due deliberation. Also, provision was made for appeals, and a foundation was
laid for a distinction between civil and criminal law.
The Laws
also creates a natural theology. There are three
false beliefs, Plato holds, that are fatal to moral character: atheism,
denial of the moral government of the world, and the belief that divine judgment
can be bought off by offerings. Plato claims that he can disprove them all. His
refutation of atheism turns on the identification of the soul with the
"movement which can move itself." Thus all motion throughout the
universe is ultimately initiated by souls. It is then inferred from the regular
character of the great cosmic motions and their systematic unity that the souls
which originate them form a hierarchy with a best soul, God, at their head.
Since some motions are disorderly, there must be one soul that is not the best,
and there may be more. (There is no suggestion, however, that there is a worst soul,
a devil.) The other two heresies can be similarly disposed of. Plato thus
becomes the originator of the view that there are certain theological truths
that can be strictly demonstrated by reason; i.e.,
of philosophical theology. Plato goes on to enact that the denial of any of
his three propositions shall be a grave crime.
The Laws
strikes many readers as a dull and depressing work. Its prose lacks the sparkle
of the early dialogues; and Socrates, the hero of those works, would not have
been tolerated under a government of the repressively authoritarian style that
the Laws recommends. (J.B.
/Ed.)
The term Platonism
can be applied to any philosophy that derives its ultimate inspiration from
Plato. Though there was in antiquity a tradition about Plato's "unwritten
doctrines" (much discussed by German scholars since 1959), Platonism then
and later was based primarily on a reading of the dialogues.
But these can be read in many different ways, often very selectively, and it may
be that all that the various kinds of Platonism can be said to have in common is
an intense concern for the quality of human life--always ethical, often
religious, and sometimes political, based on a belief in unchanging and eternal
realities, independent of the changing things of the world perceived by the
senses. Platonism sees these realities both as the causes of the existence of
everything in the universe and as giving value and meaning to its contents in
general and the life of its inhabitants in particular. It is this belief in
absolute values rooted in an eternal world that distinguishes Platonism from the
philosophies of Plato's immediate predecessors and successors and from later
philosophies inspired by them--from the immanentist naturalism of most of the
pre-Socratics (who interpreted the world monistically in terms of nature as
such), from the relativism of the Sophists, and from the correction of Platonism
in a this-worldly direction carried out by Plato's greatest pupil, Aristotle.
Since Plato refused to write his own
metaphysics, knowledge of its final shape has to be derived from hints in the
dialogues and statements by Aristotle and, to a
far lesser extent, other ancient authorities. According to these, Plato's
doctrine of Forms was, in its general character, highly mathematical, the Forms
being somehow identified with, or explained in terms of, numbers. Here may be
seen the influence of the Pythagoreans, though, as Aristotle says, the details
of Plato's views on the mathematical constituents of being were not the same as
theirs. In addition Aristotle states that Plato introduced a class of
"mathematicals," or "intermediates," positioned between
sensible objects and Forms. These differ from sensible objects in being
immaterial (e.g., the geometer's
triangles ABC and XYZ)
and from the Forms in being plural, unlike the Triangle itself. (H.J.Bl.
/Ed.)
Aristotle himself had little use for
this sort of mathematical metaphysics and rejected Plato's doctrine of
transcendent eternal Forms altogether. Something of Platonism, nonetheless,
survived in Aristotle's system in his beliefs that the reality of anything lay
in a changeless (though wholly immanent) form or essence comprehensible and
definable by reason and that the highest realities were eternal, immaterial,
changeless self-sufficient intellects which caused the ordered movement of the
universe. It was the desire to give expression to their transcendent perfection
that kept the heavenly spheres rotating. Man's intellect at its highest was akin
to them. This Aristotelian doctrine of Intellect (nous)
was easily recombined with Platonism in later antiquity.
Aristotle, however, was not reacting
only against Plato but also against Plato's associates and immediate successors
as head of the Academy, namely Plato's nephew Speusippus
(c. 410-339 BC) and Xenocrates
(396-314 BC). Speusippus, in particular, accented the mathematical tendencies of
the late Plato and abolished Forms in favour of numbers. He also posited
different principles for different sorts of entities and so was accused by
Aristotle of breaking the connections in reality. Xenocrates identified Forms
and numbers and began the long process of finding firm doctrines in Plato by
laying down that Forms were only of those things that exist in nature.
Xenocrates was also the first, as far as is known, to turn his attention to what
continued to be a subject of controversy throughout the history of Platonism,
namely whether the account of creation offered in the Timaeus
was to be taken as chronological or merely expository. He took the latter view,
which turned out to be the most favoured one in antiquity; Aristotle was on the
other side. Whether Xenocrates' three successors as head of the Academy
(Polemon, Crates, and Crantor) developed Platonism is uncertain. Crantor
(c. 330-270 BC) was allegedly the
first to write commentaries on Plato, particularly on the Timaeus.
After Crantor the Academy was preoccupied for about two centuries with the
serious questioning of man's claims to knowledge. This began with Arcesilaus
(316/315-c. 241 BC), who is described as the founder of the Middle Academy.
There was a genuine desire to recover the critical, questioning, and agnostic
attitude of the Socrates of Plato's early dialogues as well as philosophical
exasperation with the dogmatism of some of the contemporary Hellenistic
philosophers, especially the Stoics. It is likely that Arcesilaus was influenced
to some extent by Pyrrhon (c.
360-c. 272 BC), founder of the tradition to which the name Skeptic was
applied in antiquity. The Skeptical Academics denied that certainty on any
subject was possible and worked out a sophisticated theory of probability as a
guide to practical decision making. Their critical dialectic and probability
theory were best expounded by Carneades
(214/213-129/128 BC). Though he wrote nothing, he was regarded as the founder of
the New Academy. A return to dogmatic and positive philosophical teaching was
effected by Philo of Larissa (died c.
79 BC) and his pupil Antiochus of Ascalon, who
was head of the school in 79-78 BC. (see also Index:
Stoicism, Skepticism)
The next important phase of Platonism, Middle
Platonism or pre-Neoplatonism, was significant through the influence that
it exerted in more than one direction. In the direction of Jewish culture
(further described in a later section), it formed the Greek philosophical
background of the efforts of Philo Judaeus
(Philo of Alexandria) to create a philosophical system on the basis of the Old
Testament heritage. Though the origins of Middle Platonism are obscure, its main
direction became clear in the 1st century AD. It seems to have been linked from
the beginning with the closely related revival of Pythagoreanism
(a philosophy holding that reality is number, and sometimes showing, after the
revival, a tendency to superstitious occultism). The somewhat Platonized
Stoicism of Poseidonius (c.
135-c. 51 BC), whose dualism of matter
and reason enhanced the roles of emotion and will, may have influenced its
beginnings, as did the Stoicized Platonism of Antiochus; and Stoic influence,
especially in the ethical field, remained important in its later developments.
There was also a strong Aristotelian influence,
though a minority of 2nd-century Platonists, notably Atticus and, to a lesser
extent, Gaius Calvenus Taurus, objected to certain Aristotelian doctrines.
Atticus was particularly offended by Aristotle's failure to provide for
providence. The general characteristics of this revised Platonic philosophy (and
the closely related Neo-Pythagoreanism) were the
recognition of a hierarchy of divine principles with stress on the transcendence
of the supreme principle, which was already occasionally called "the One";
the placing of the Platonic Forms in the divine mind; a strongly
otherworldly attitude demanding a "flight from the body," an ascent of
the mind to the divine and eternal; and a preoccupation with the problem of
evil, attributed either to an evil world soul or to matter. The best known of
the Middle Platonists is the biographer and essayist Plutarch
of Chaeronea (c. AD 46-120). More
important philosophically were other 2nd-century figures: Gaius and two men
possibly influenced by him, Albinus and Apuleius (better known as author of the
prose narrative The Golden Ass);
Atticus; and Numenius of Apamea. It was from the thought of these and other
Middle Platonists, combined with his own reading of Alexander and other
Peripatetic commentators on Aristotle, that the foremost Neoplatonist, Plotinus,
started constructing his own interpretation of Platonism, which was both
profoundly original and firmly rooted in an established school tradition. (see
also Index: Judaism)
Neoplatonism is the modern name given to
the form of Platonism developed by Plotinus in the 3rd century AD and modified
by his successors. It came to dominate the Greek philosophical schools and
remained predominant until the teaching of philosophy by pagans ended in the
second half of the 6th century AD. It represents the final form of pagan Greek
philosophy. It was not a mere syncretism (or combination of diverse beliefs) but
a genuine, if one-sided, development of ideas to be found in Plato and earlier
Platonism--though it incorporated important Aristotelian and Stoic elements as
well. There is no real evidence for Oriental influence. A certain Gnostic
(relating to intuitive knowledge acquired by privileged individuals and immune
to empirical verification) tone or colouring sometimes may be discerned in the
thought of Plotinus. But he was consciously a passionate opponent of Gnosticism,
and in any case there was often a large element of popular Platonism in the
Gnostic systems then current. Moreover, the theosophical works of the late 2nd
century AD known as the Chaldean Oracles, which were taken
as inspired authorities by the later Neoplatonists, seem to have been a
hodgepodge of popular Greek religious philosophy.
Neoplatonism began as a complex (and in
some ways ambiguous) philosophy and grew vigorously in a variety of forms over a
long period; it is therefore not easy to generalize about it. But the leading
ideas in the thought of philosophers who can properly be described as
Neoplatonists seem always to have included the following:
1. There is a plurality
of levels of being, arranged in hierarchical
descending order, the last and lowest comprising the physical universe, which
exists in time and space and is perceptible to the senses.
2. Each level of being is derived from
its superior, a derivation that is not a process in time or space.
3. Each derived being is established in
its own reality by turning back toward its superior in a movement of
contemplative desire, which is implicit in the original creative impulse of
outgoing that it receives from its superior; thus the Neoplatonic universe is
characterized by a double movement of outgoing and return.
4. Each level of being is an image or
expression on a lower level of the one above it. The relation of archetype and
image runs through all Neoplatonic schemes.
5. Degrees of being are also degrees of
unity; as one goes down the scale of being there is greater multiplicity, more
separateness, and increasing limitation--until the atomic individualization of
the spatiotemporal world is reached.
6. The highest level of being, and
through it all of what in any sense exists, derives from the ultimate principle,
which is absolutely free from determinations and limitations and utterly
transcends any conceivable reality, so that it may be said to be "beyond
being." Because it has no limitations, it has no division, attributes, or
qualifications; it cannot really be named, or even properly described as being,
but may be called "the One" to designate its complete simplicity. It
may also be called "the Good" as the source of all perfections and the
ultimate goal of return, for the impulse of outgoing and return that constitutes
the hierarchy of derived reality comes from and leads back to the Good.
7. Since this supreme principle is
absolutely simple and undetermined (or devoid of specific traits), man's
knowledge of it must be radically different from any other kind of knowledge. It
is not an object (a separate, determined, limited thing) and no predicates can
be applied to it; hence it can be known only if it raises the mind to an
immediate union with itself, which cannot be imagined or described.
As far as is known, the originator of
this distinctive kind of Platonism was Plotinus (AD 205-270). He had been the
pupil at Alexandria of a self-taught philosopher called Ammonius,
who also taught the Christian Origen and the latter's pagan namesake, and whose
influence on his pupils seems to have been deep and lasting. But Ammonius wrote
nothing; there are few reports of his views, and these are unreliable so that
nothing is actually known about his thought. A number of distinguished scholars
have made attempts to reconstruct it, but their speculations go far beyond the
evidence. Plotinus must thus be regarded as the first Neoplatonist, and his
collected works, the Enneads
(Greek enneas, "set of nine"--six sets of nine treatises each,
arranged by his disciple Porphyry), are the first and greatest collection of
Neoplatonic writings.
Plotinus, like most ancient philosophers
from Socrates on, was a religious and moral teacher as well as a professional
philosopher engaged in the critical interpretation of a long and complicated
school tradition. He was an acute critic and arguer, with an exceptional degree
of intellectual honesty for his, or any, period; philosophy for him was not only
a matter of abstract speculation but also a way of life in which, through an
exacting intellectual and moral self-discipline and purification, those who are
capable of the ascent can return to the source from which they came. His written
works explain how from the eternal creative act--at once spontaneous and
necessary--of that transcendent source, the One, or Good, proceeds the world of
living reality, constituted by repeated double movements of outgoing and return
in contemplation; and this account, showing the
way for the human self--which can experience and be active on every level of
being--to return to the One, is at the same time an exhortation to follow that
way. (see also Index: emanationism)
Plotinus always insisted that the One,
or Good, is beyond the reach of thought or language; what he said about this
supreme principle was intended only to point the mind along the way to it, not
to describe or define it. But though no adequate concept or definition of the
Good is possible, it was, nonetheless, for Plotinus a positive reality of
superabundant excellence. Plotinus often spoke of it in extremely negative
language, but his object in doing so was to stress the inadequacy of all of
man's ways of thinking and speaking to express this supreme reality or to
clarify the implications of the claim that the Good is absolutely one and
undetermined, the source of all defined and limited realities.
The original creative or expressive act
of the One is the first great derived reality, nous (which can be only rather
inadequately translated as "Intellect" or "Spirit"); from
this again comes Soul, which forms, orders, and maintains in being the material
universe. It must be remembered that, to Plotinus, the whole process of
generation is timeless; Nous and Soul are eternal, while time is the life of
Soul as active in the physical world, and there never was a time when the
material universe did not exist. The "levels of being," then, though
distinct, are not separate but are all intimately present everywhere and in
everyone. To ascend from Soul through Intellect to the One is not to travel in
space but to awake to a new kind of awareness.
Intellect for Plotinus is at one and the
same time thinker, thought, and object of thought; it is a mind that is
perfectly one with its object. As object, it is the world of Forms, or Ideas,
the totality of real being in the Platonic sense. These Forms, being one with
Intellect and therefore with each other, are not merely objects but are living,
thinking subjects, each not only itself but, in its contemplation, the whole.
They are the archetypes and causes of the necessarily imperfect realities on
lower levels, souls and the patterns or structures that make bodies what they
are. Men at their highest are intellects, or souls perfectly conformed to
Intellect; they become aware of their intellectual nature when, passing not only
beyond sense perception but beyond the discursive reasoning characteristic of
the life of Soul, they immediately grasp eternal realities.
Soul for Plotinus is very much what it
was for Plato, the intermediary between the worlds of Intellect and Sense and
the representative of the former in the latter. It is produced by Intellect, as
Intellect is by the One, by a double movement of outgoing and return in
contemplation, but the relationship between the two is more intimate and the
frontier less clearly defined. For Plotinus, as for Plato, the characteristic of
the life of the Soul is movement, which is the cause of all other movements.
The life of the Soul in this movement is time,
and on it all physical movement depends. Soul both forms and rules the material
universe from above; and in its lower, immanent phase, which Plotinus often
calls nature, it acts as an indwelling principle of life and growth and produces
the lowest forms, those of bodies. Below these lies the darkness of matter,
the final absence of being, the absolute limit at which the expansion of the
universe--from the One through diminishing degrees of reality and increasing
degrees of multiplicity--comes to an end. Because of its utter negativity, such
matter is for Plotinus the principle of evil; and although he does not really
believe it to be an independent principle forming, with the Good, a dualism, his
language about it often has a strongly dualistic flavour. (see also Index:
nature, philosophy of, good
and evil)
He was not, however, really dualistic in
his attitude toward the material universe. He strongly maintained its goodness
and beauty as the best possible work of Soul. It is a living organic whole, and
its wholeness is the best possible (though very imperfect) reflection on the
space-time level of the living unity in diversity of the world of Forms in
Intellect. It is held together in every part by a universal sympathy and
harmony. In this harmony external evil and suffering take their place as
necessary elements in the great pattern, the great dance of the universe. Evil
and suffering can affect men's lower selves but can only exceptionally, in the
thoroughly depraved, touch their true, higher selves and so cannot interfere
with the real well-being of the philosopher.
As souls within bodies, men can exist on
any level of the soul's experience and activity. (The descent of souls into
bodies is for Plotinus--who had some difficulty in reconciling Plato's various
statements on this point--both a fall and a necessary compliance with universal
law.) Man can ascend through his own intellect to the level of universal Soul,
become that whole that he already is potentially, and, in Soul, attain to
Intellect itself; or he can isolate himself on the lower level, shutting himself
up in the experiences, desires, and concerns of his lower nature. Philosophical
conversion--the beginning of the ascent to the One--consists precisely in
turning away, by a tremendous intellectual and moral effort, from the life of
the body, dominating and rising above its desires, and "waking to another
way of seeing, which everyone has but few use." This, Plotinus insisted, is
possible while one is still in an earthly body and without neglecting the duties
of one's embodied state. But the body and bodily life weight a man down and
hamper him in his ascent. Plotinus' language when speaking of the body and the
senses in this context is strongly dualistic and otherworldly. Platonists in
general think much more dualistically about their own bodies than about the
material universe as a whole. The physical world is seen positively as a noble
image of the intelligible; the individual, earthly, animal body, on the
contrary, tends to be regarded negatively as a hindrance to the intellectual and
spiritual life. (see also Index: mind-body dualism)
When a man's philosophical conversion is
complete and he has become Intellect, he can rise to that mystical union in
which the One manifests his continual presence, carried on the surging current
of the impulse of return to the source (in its strongest and final flow), the
pure love of Intellect for the Good from which it immediately springs. There is
no consciousness of duality in that union; the individual is not aware of
himself; but neither is he destroyed or dissolved into the One--because even in
the union he is still Intellect, though Intellect "out of itself,"
transcending its normal nature and activity. This mystical union for Plotinus
was the focus of much of his effort and, for those of similar inclination, the
source of the continuing power of his teaching. Philosophy for him was religion,
the effort to actualize in oneself the great impulse of return to the Good,
which constitutes reality on all its levels; and religion for him was
philosophy. There was no room in his thought and practice for special
revelation, grace, and repentance in the Christian sense, and little for
external rites or ceremonies. For him the combination of moral purification and
intellectual enlightenment, which only Platonic philosophy as he understood it
could give, was the only way to union with the Good. (see also Index:
religion, philosophy of)
Porphyry
(c. AD 234-c.
305), a devout disciple of Plotinus and a careful editor of his works,
occupied a special position in the development of later Neoplatonism. In some
ways his thought paralleled that of the later pagan Neoplatonists, but in others
it quite opposed them. The most distinctive features of his thought seem to have
been an extreme spiritualism, an insistence, even sharper than that of Plotinus,
on the "flight from the body" and--more philosophically important--a
greater sympathy with the less sharply defined vertical hierarchies of the
Platonists who had preceded Plotinus. Porphyry did not always clearly
distinguish the One from Intellect. On the other hand one may see in him the
beginnings of the late Neoplatonic tendency to structure reality in both
vertical and "horizontal" triads. Thus Being, Life, and Intellect are
phases in the eternal self-determination of the ultimate reality. This triad
became one of the most important elements in the complex metaphysical structures
of the later Neoplatonists. But perhaps Porphyry's most important and
influential contribution was the incorporation into Neoplatonism of Aristotle's
logic, in particular the doctrine of the categories, with the characteristic
Neoplatonic interpretation of them as terms signifying entities. Also of
interest is his declaration of ideological war against the Christians, whose
doctrines he attacked on both philosophical and exegetical grounds in a work of
15 books entitled Against the Christians.
Iamblichus
(c. AD 250-c.
330) seems to have been the originator of the type of Neoplatonism that came
to dominate the Platonic schools in the 5th and 6th centuries AD. This kind of
Neoplatonism sharpened and multiplied the distinctions between the levels of
being. The basic position underlying its elaborations is one of extreme
philosophical Realism: it is assumed that the
structure of reality corresponds so exactly to the way in which the mind works
that there is a separate real entity corresponding to every distinction that it
can make. In the fully developed late Neoplatonic system the first principle of
reality, the ultimate One, was removed to an altogether ineffable transcendence,
mitigated by two factors: the presence of the expressions or manifestations of
its unifying power, the "henads"--identified with the gods of paganism--at
every level of reality; and the possibility of return to absolute unification
through the henad with which one is linked. Below the One a vast structure of
triads, or trinities, reached down to the physical world; this was constructed
by combining Plotinus' vertical succession of the levels of Being, Intellect,
and Soul (much complicated by internal subdivision and the interposition at
every stage of mediating hypostases, or underlying orders of nonmaterial
reality) with another horizontal triadic structure, giving a timeless dynamic
rhythm of outgoing and return, such as that already encountered in Porphyry.
(see also Index: transcendentalism)
Nearly all of Iamblichus' works have
been lost, and his thought must be recovered from other sources. At present the
main authority for this type of Platonism, and also for some of the later
Neoplatonists, is Proclus (AD 410-485). Proclus
appears to have codified later Platonism, but it is often impossible to tell
which parts of his thought are original and which derive from his teachers
Plutarch and Syrianus on the one hand and Porphyry and Iamblichus, from whom he
quotes copiously but not always identifiably, and other earlier Platonists on
the other hand. A carefully argued summary of the basic metaphysics of this kind
of Neoplatonism may be found in Proclus' Elements of Theology, which exhibits the causal relationships of the
several hierarchies that constituted his intelligible universe.
This later Neoplatonism aspired to be
not only a complete and coherent metaphysical system but also a complete pagan
theology, which is perhaps best seen in Proclus' Platonic Theology. The maintenance and defense of the old religion
in a world more and more intolerantly dominated by its triumphant rival,
Christianity, was one of the main concerns of the Platonists after Plotinus. By
the study and sometimes forced exegesis of Aristotle and then Plato, culminating
in the Timaeus and Parmenides,
of which they offered a variety of highly metaphysical interpretations totally
unacceptable to Plato scholars, they believed it possible to arrive at a
complete understanding of divine truth. This truth
they held to be cryptically revealed by the gods themselves through the
so-called theologians--the inspired authors of the Orphic poems and of the Chaldean
Oracles, published in the second half of the 2nd century AD. Porphyry
first gave some guarded and qualified recognition to them, but they were
inspired scripture to Iamblichus, who wrote a work of at least 28 books on the
subject, and his successors. Their view of the human soul was a humbler one than
that of Plotinus. It was for them a spiritual being of lower rank, which had
descended altogether into the material world, while for Plotinus a part remained
above; they could not therefore aspire, like Plotinus, through philosophy alone,
to that return to and unification with the divine that remained for them the
goal of human life. Help from the gods was needed, and they believed that the
gods in their love for men had provided it, giving to all things the power of
return in prayer and implanting even in inanimate material things--herbs and
stones and the like--sympathies and communications with the divine, which made
possible the secret rites of theurgy, through
which the divine gave the needed spiritual help by material means. Theurgy,
though its procedures were generally those of late Greek magic, was thus not
thought of merely as magic; in fact a higher and more intellectual theurgy was
also practiced. The degree of attention paid to external rites varied
considerably from philosopher to philosopher; there seem to have been men even
in the last generation of pagan Neoplatonists who had little use for or interest
in such things and followed a mystical way much like that of Plotinus.
The different schools of late
Neoplatonism seem to have differed less from each other than has sometimes been
supposed. The school of Pergamum, founded by Aedesius,
a pupil of Iamblichus, made perhaps the least contribution to the philosophical
development of Neoplatonism, but it was not entirely given over to theurgy. Its
greatest convert was the emperor Julian, called
by Christians the "Apostate"; in that capacity he achieved great
notoriety, but philosophically he is of no importance. By the end of the 4th
century AD the Platonic Academy at Athens had
been reestablished and had become an institute for Neoplatonic teaching and
research following the tradition of Iamblichus. It was particularly fervent and
open in its paganism and attracted Christian hostility. Though maintaining
itself for a surprisingly long time against this hostility, it eventually
yielded to it and was probably closed by Justinian in AD 529. In the interim,
however, it had produced the greatest and most influential systematic expositor
of later Neoplatonism, Proclus (see above). The head of the school at the time
of its closing, Damascius, was also a notable
philosopher. Another centre of Neoplatonism flourished at Gaza during the 5th
and early 6th centuries; it was already Christian in its inspiration, though
some of its members studied with the pagan Ammonius (see below). The school of
Alexandria in the 5th and 6th centuries does not seem to have differed very much
from that of Athens, either in its fundamental philosophical outlook or in the
main outline of its doctrines. In fact there was much interchange between the
two. The Athenian Syrianus taught the Alexandrian Hermias, whose son Ammonius
was taught by Proclus. Ammonius (died c.
520) was the most influential of the Alexandrian Platonists. His expositions of
Aristotle were published mainly in the commentaries of the Christian heretic
John Philoponus (late 5th to mid-6th century). Simplicius,
the other great Aristotelian commentator, worked at Athens but, like Damascius,
had studied with Ammonius. The Alexandrian concentration on Aristotle, which
produced a vast body of learned but Neoplatonically coloured commentary on his
treatises, has often been attributed to Christian pressure and attempts to
compromise with the church; it may equally well have been due to the quality and
extent of Proclus' published work on Plato. Though Philoponus' later
philosophical work contains important Christian modifications, an openly pagan
(and very inferior) philosopher, Olympiodorus,
was still teaching at Alexandria well into the second half of the 6th century.
Finally, in the 7th century, under Heraclius, after philosophical teaching had
passed peacefully into Christian hands, the last known Alexandrian philosopher,
the Christian Stephanus, was called to teach in the University of
Constantinople. (see also Index: Pergamum
school)
Well before the beginning of the
Christian Era, Jews with some Greek education had begun to make casual use of
popular Greek philosophy in expounding their revealed religion: there are traces
of this in the wisdom literature of the Old Testament. In Paul's speech to the
Areopagus in Acts 17, commonplaces of Stoic philosophy were employed for
apologetic purposes. But, as far as is known, the first Jew who was really
well-read in Greek philosophy and used it extensively in the exposition and
defense of his traditional religion was Philo Judaeus (Philo
of Alexandria [c. 15 BC-after
AD 45]), an older contemporary of St. Paul. Philo expressed his philosophical
religion in the form of lengthy allegorical commentaries on the Jewish
Scriptures, especially on Genesis. In these he showed to his own satisfaction
that the ancient revelation given to Moses
accorded with the teaching of the best Greek philosophers, which, in his view,
was later and derivative. The Greek philosophy that he preferred and found to be
most in accordance with revelation was an early form of Middle Platonism. Philo
was neither approved of nor read by later orthodox Jews, but his influence on
Greek-speaking and Greek-educated Christians from the 2nd century AD was great;
and in important ways he determined the tone of their religious speculation.
(see also Index: Judaism)
Like Philo, the Christian
Platonists gave primacy to revelation and regarded Platonic philosophy as
the best available instrument for understanding and defending the teachings of
Scripture and church tradition. But, also like Philo, they did not believe that
truth could conflict with truth and were confident that all that was rationally
certain in Platonic speculation would prove to be in perfect accordance with the
Christian revelation. Their unhistorical approach and unscholarly methods of exegesis
of texts, both pagan and Christian, facilitated this confidence. The general
attitude of Christian Platonists was one of relatively moderate and humane
otherworldliness (the cruder sorts of Christian otherworldliness and hatred of
the body seem to derive from non-Platonic and non-Greek sources). They stressed
the transcendence of God though, by insisting that it is a transcendence that is
also the deepest immanence, they acknowledged
his intimate presence within the world as well. They took a dualistic view of
soul and body (though accepting bodily resurrection) and emphasized the primacy
of the spiritual, while insisting on the goodness of God's material creation.
(see also Index: dualism,
mind-body dualism)
From the middle of the 2nd century AD
Christians who had some training in Greek philosophy began to feel the need to
express their faith in its terms, both for their own intellectual satisfaction
and in order to convert educated pagans. The philosophy that suited them best
was Platonism. Though Stoicism had exerted a
considerable influence on Christian ethical thinking (which has persisted to
modern times), Stoic corporealism--the belief that God and the soul are bodies
of a subtle and peculiar kind--repelled most Christians, and Stoic pantheism was
incompatible with Christianity. The Platonism that the first Christian thinkers
knew was of course Middle Platonism, not yet Neoplatonism. Its relatively
straightforward theism and high moral tone
suited their purposes excellently; and the influence of this older form of
Platonism persisted through the 4th century and beyond, even after the works of
Plotinus and Porphyry began to be read by Christians. (see also Index:
patristic literature)
The first Christian to use Greek
philosophy in the service of the Christian faith was Justin
Martyr (martyred c. 165), whose
passionate rejection of Greek polytheism, combined with an open and positive
acceptance of the essentials of Platonic religious philosophy and an unshakable
confidence in its harmony with Christian teaching, was to remain characteristic
of the Christian Platonist tradition. This was carried on in the Greek-speaking
world by Clement of Alexandria (c.
150-c. 215), a persuasive Christian humanist, and by the greatest of the
Alexandrian Christian teachers, Origen (c.
185-254). Although Origen was consciously more hostile to and critical of
Platonic philosophy than either Justin or Clement, he was, nonetheless, more
deeply affected by it. He produced a synthesis of Christianity and late Middle
Platonism of remarkable originality and power, which is the first great
Christian philosophical theology. In spite of subsequent condemnations of some
of his alleged views, his influence on Christian thought was strong and lasting.
The Greek philosophical theology that developed during the Trinitarian
controversies over the relationships among the persons of the Godhead, which
were settled at the ecumenical councils of Nicaea (325) and Constantinople
(381), owed a great deal to Origen on both sides, orthodox and heretical. Its
most important representatives on the orthodox side were the three Christian
Platonist theologians of Cappadocia, Basil of Caesarea (c.
329-379), Gregory of Nazianzus (c. 330-c. 389), and Basil's brother Gregory of
Nyssa (c. 335-c.
394). Of these three, Gregory of Nyssa was the most powerful and original
thinker (as well as the closest to Origen). He was the first great theologian of
mystical experience, at once Platonic and profoundly Christian, and he exerted a
strong influence on later Greek Christian thought. (see also Index:
Trinity)
At some time between the period of the
Cappadocian Fathers and the early years of the 6th century, a new turn was given
to Christian Platonism by the remarkable writer who chose to publish his works
under the name of St. Paul's convert at Athens, Dionysius the Areopagite. The
kind of Platonism that the Pseudo-Dionysius
employed for his theological purposes was the 5th-century Neoplatonism that is
best represented by Proclus (see above The
later Neoplatonists ). Almost
everything about this mysterious author is vigorously disputed by scholars. But
there can be no doubt about the influence that his system of the hierarchic
universe exerted upon later Christian thought; his vision of man's ascent
through it--carried up by divine love, to pass beyond all hierarchy and all
knowledge into the darkness of the mystical union with God--had its impact both
in the East, where one of the greatest of Greek Christian Platonist thinkers, Maximus
the Confessor (c. 580-662), was
deeply influenced by the Dionysian writings and commented extensively upon them,
and in the West, where they became known and were translated into Latin in the
9th century. In the Latin West there was more than one kind of Christian
Platonism. An impressive and extremely difficult philosophical theology,
employing ideas approximating Porphyry's version of Neoplatonism to explain and
defend the orthodox doctrine of the Trinity, was produced in the second half of
the 4th century by the rhetorician and grammarian Marius
Victorinus. A strong and simple Platonic theism and morality, which had a
great influence in the Middle Ages, was nobly expressed in the final work of the
last great philosopher-statesman of the ancient world, Boethius
(c. 470-524). This was the Consolation
of Philosophy, written in prison while its author was under sentence
of death. Boethius was also influential in the medieval West through his
translations of Aristotle's logical works, especially the Categories together with Porphyry's Isagoge ("Introduction"), on which he in turn produced two
commentaries. But the Christian Platonism that had the widest, deepest, and most
lasting influence in the West was that of St. Augustine
of Hippo (354-430).
Each of the great Christian Platonists
understood Platonism and applied it to the understanding of his faith in his own
individual way, and of no one of them was this truer than of Augustine with his
extremely strong personality and distinctive religious history. Augustine's
thought was not merely a subspecies of Christian Platonism but something
unique--Augustinianism. Nonetheless, the reading of Plotinus and Porphyry (in
Latin translations) had a decisive influence on his religious and intellectual
development, and he was more deeply and directly affected by Neoplatonism than
any of his Western contemporaries and successors.
In his anthropology Augustine was firmly
Platonist, insisting on the soul's superiority to and independence of the body.
For him, as for Plotinus and Porphyry, it was axiomatic that body could not act
on soul, for soul was superior in the hierarchy of reality, and the inferior
cannot act on the superior. This affected both his ethical doctrine and his
epistemology. On the other hand, he differed from the philosophers who
influenced him in his insistence that not only man
but higher spiritual beings as well are mutable and peccable, liable to sin and
fall, and in his consequent stress on the necessity of divine grace.
His crucial doctrine that man's destiny is determined by the right direction of love,
though profoundly original, was a development rather than a contradiction of
Platonism. His very original theology of history and his view of human society,
however, owed little to Plotinus and Porphyry, whose interests lay elsewhere.
In his epistemology Augustine was
Neoplatonic, especially in the subjectivity of his doctrine of illumination--in
its insistence that in spite of the fact that God is exterior to man, men's
minds are aware of him because of his direct action on them (expressed in terms
of the shining of his light on the mind, or sometimes of teaching) and not as
the result of reasoning from sense experience. For a Platonist, as has been
said, body cannot act upon soul. Sense experience, therefore, though genuinely
informative on its own level, cannot be a basis for metaphysical or religious
thinking. This must be the result of the presence in the soul of higher
realities and their action upon it. In Plotinus the illumination of the soul by
Intellect and the One was the permanent cause of
man's ability to know eternal reality; and Augustine was at this point very
close to Plotinus, though for him there was a much sharper distinction between
Creator and creature, and the personal relationship between God and the soul was
much more strongly stressed. (see also Index:
nous)
In his theology, insofar as Augustine's
thought about God was Platonic, he conformed fairly closely to the general
pattern of Christian Platonism; it was Middle Platonic rather than Neoplatonic
in that God could not be the One beyond Intellect and Being but was the supreme
reality in whose creative mind were the Platonic Forms, the eternal patterns or
regulative principles of all creation. Perhaps the most distinctive influence of
Plotinian Neoplatonism on Augustine's thinking about God was in his Trinitarian
theology. He started with the unity of God and continually insisted upon it,
unlike Greek Christian thinkers, who started with the Three Persons perfectly
united; and because he thought that something like the Christian doctrine of the
Trinity was to be found in Plotinus and Porphyry, he tended to regard it as a
philosophical doctrine and tried to make philosophical sense of it to a greater
extent than the Greek Fathers did. His last and most important and influential
attempt to do so was in his treatise On the Trinity, with its discovery
of analogies to the divine mystery in the self-directed, internal activities of
the soul.
With the gradual revival of
philosophical thinking in the West that began in the Carolingian period (late
8th-9th centuries), the history of Platonism becomes extremely complex. Only a
sketch distinguishing the main streams of a more or less Platonic tradition is
given here. (see also Index: Middle
Ages)
In the 4th century the Christian exegete
Calcidius (Chalcidius) prepared a commentary on Plato's Timaeus, which exerted an important influence on the medieval
interpretation of the Timaeus. A
Christian Platonic theism of the type of which Boethius is the finest example
thus arose; based on a reading of the Timaeus
with Christian eyes, it continued to have a strong influence in the Middle
Ages, especially in the earlier period. This kind of theism, issuing in a
strongly positive view of God's creation and a nobly austere but humane view of
man's duty and destiny, was particularly apparent in the Christian humanism
of the School of Chartres (12th century).
The widest, deepest, and most persistent
Christian Platonist influence in the Latin West was that of Augustine (see above
Augustinian Platonism). Augustinianism
in a variety of forms--often stiffened, exaggerated, or distorted--persisted
throughout the Middle Ages and survived the "recovery of Aristotle"
(see below). In the later Middle Ages Augustine's influence was particularly
strong in the Franciscan school, though not confined to it. But the greatest and
most influential of medieval thinkers deeply influenced by Augustine was Anselm
of Canterbury (1033/34-1109), the originator (probably on the basis of
suggestions in Augustine) of the still much discussed "ontological
argument" for the existence of God (see
PHILOSOPHIES OF THE BRANCHES OF KNOWLEDGE: Philosophy
of religion ) and a philosopher whose humility, openness, and
readiness to consider objections had a genuinely Socratic quality.
One of the boldest and most original
thinkers of medieval Europe was John Scotus Erigena
(810-c. 877), who introduced to the
West the Greek Christian Platonist tradition (see above Patristic Platonism), as it had been developed by Gregory of Nyssa,
the Pseudo-Dionysius, and Maximus the Confessor. His views were much disapproved
of by the Western church; and his great philosophical work, the Periphyseon
(usually known as De
divisione naturae [On the Division of Nature]), was not much read and ceased to be
copied after his condemnation in 1210. But a considerable part of the text
circulated in the form of anonymous glosses to the Latin translations of the
Pseudo-Dionysius (of which the first adequate translation was by Erigena
himself); and in this way his thought influenced both the tradition of Western mysticism,
which derived from the Pseudo-Dionysius, and 13th-century Scholasticism, for
which St. Paul's supposed disciple was still a major authority.
There is no more superficial and
misleading generalization in the history of philosophy than that which sharply
opposes "Christian Platonism" and "Christian
Aristotelianism." To be sure, the recovery of the authentic thought of
Aristotle through Latin translations of his works in the 12th and 13th centuries
was indeed a major event in the history of philosophy. But Platonism and
Aristotelianism have never been tidily separated in the history of European
thought. There was already a strong Aristotelian element in Middle Platonism and
Neoplatonism. Byzantine theologians (in the East) from the 6th century AD onward
were as Aristotelian as anybody in western Europe in the 13th century.
Thirteenth-century "Aristotelian" Scholastics,
though much preoccupied with the new translations of Aristotle and their
philosophical and theological implications, were still deeply influenced by
Augustine, Boethius, and the Pseudo-Dionysius (with glosses derived from
Erigena). And the Islamic philosophy, to be
mentioned below, with which they had to grapple, was as much Neoplatonist as it
was Aristotelian. Further, they also were influenced by Latin translations of
two pseudo-Aristotelian works in Arabic, based on Neoplatonic sources (see the
section immediately below) as well as by those of some of the shorter works of
Proclus (see above The
later Neoplatonists ). It has been
said that "Aquinas is closer to Plotinus than to the real Aristotle,"
and there is some truth in this judgment.
After the Muslim conquest of Syria and
Egypt, there began a great work of translation of the texts that had been
studied in the late Greek philosophical schools--including a number of dialogues
of Plato and Neoplatonic treatises, as well as the works of Aristotle and a
number of the Alexandrian Neoplatonist commentaries on them. The
translations--partly from Greek, partly from Syriac versions of the Greek
texts--were made between about 800 and 1000. On the basis of these translated
texts an impressive development of Islamic theology and philosophy took
place, strongly influenced by Neoplatonism, though Aristotelian influence also
became increasingly important. An interesting feature of this Islamic
philosophy, which distinguished it from the familiar Neoplatonism, was the
reappearance in al-Farabi and Averroës
of an interest in the political and social side of Plato's thought. The
tradition may be seen in four great Muslim philosophers, the Arab al-Kindi
(c. 800-870), the Turk al-Farabi
(c. 878-c. 950), and two who deeply influenced the medieval West, Avicenna
(Ibn Sina, 980-1037) from Persia and Averroës (Ibn Rushd,
1126-98) from Muslim Spain. Of these, Avicenna was perhaps the more Platonist,
and Averroës, whose fame and influence rested primarily on his commentaries
on Aristotle, was the more Aristotelian although the latter's commentaries were
written on the basis of Greek ones, some of whose authors had used them as a
vehicle for Neoplatonism. Medieval Jewish philosophy, which also developed
within this Muslim intellectual tradition, reflected--at least in its earlier
phases--strong Neoplatonic influence. This is especially true of the thought of
the early figure Isaac Israeli (mid-9th-mid-10th
century), whose Platonism was pervasive, though derivative and less than fully
coherent, and the first great Jewish philosopher of Muslim Spain, Avicebron
(Ibn Gabirol, c. 1022-c. 1058/70), whose Platonism may have been derived from Israeli's.
Avicebron's Fons vitae (Fountain
of Life) was also a major influence on scholastic philosophers. (see also Index: Judaism)
From the 15th century onward the
dialogues of Plato and a large number
of Middle Platonist and Neoplatonist works, above all the Enneads of Plotinus, became
available in the original Greek in western Europe. As a result of this new
acquaintance with the original texts, Platonic influences on Renaissance
and post-Renaissance thought became even more complex and difficult to recognize
than those on medieval thought. Older Neoplatonically influenced traditions
(notably Augustinianism) persisted, and new ones developed from the direct
reading of the Neoplatonic texts. And, at least from the time of Leibniz
(1646-1716), European thinkers realized that the Neoplatonic interpretation of
Plato was in some ways a distorted and one-sided one; hence they sometimes
developed their own allegedly more authentic understandings of Plato on the
basis of direct readings of such of his varied works as they found to be
philosophically congenial. Only a few of the more interesting Platonic
influences can be indicated here.
In spite of its deep influence on Greek
Christian thinkers, Platonism was regarded with profound suspicion by the
Byzantine Orthodox Church. The suspicion
reflected its association in the Byzantine ecclesiastical mind with the militant
paganism of the Athenian Neoplatonists (see above The later Neoplatonists
). Nonetheless, it survived in the Byzantine world--generally underground
but with an overt revival in the 11th century, in which the most notable figures
were the broadly erudite Michael Psellus, who did much to enhance the prestige of
philosophy, and his rival, the syncretistic Aristotelian commentator John
Italus. In the following century Eustratius, metropolitan of Nicaea, and
Michael of Ephesus continued the tradition of writing Neoplatonic commentary on
Aristotle, plugging some of the gaps left by the Alexandrian commentators. In
the 15th century the last known Byzantine philosopher, George
Gemistus Plethon, a passionate pagan Platonist in the manner of Proclus,
traveled to Italy (1438-39) and persuaded Cosimo de' Medici to sponsor a
Platonic Academy at Florence, of which the greatest figures to emerge were its
founder, Marsilio Ficino (1433-99), who
translated all of Plato and Plotinus into Latin, the first complete version of
either in a Western language, and the humanist Pico
della Mirandola (1463-94), author of the influential Oration
on the Dignity of Man. Ficino's Platonic
Theology: On the Immortality of Souls contains not only Platonic and
Neoplatonic philosophy but also elements drawn from medieval Aristotelianism,
Cicero, Augustine, and Italian humanist writers. In spite of the paganism of
Plethon, the Platonism of the Florentine Academy was a Christian one of a humane
and liberal kind. This was probably at least partly due to the influence in
Italy of Nicholas of Cusa (1401-64), who worked
out his own very original version of Christian Platonism, influenced by the
Pseudo-Dionysius, Erigena, and the German mystical tradition (as in Meister
Eckehart).
The influence of the Platonism of the
Florentine Academy was quite extensive; it may be seen not only in the writings
of later Italian philosophers but also in the iconography of Italian Renaissance
painting and in 16th-century French literature and was particularly marked in
England. Perhaps the most impressive development of this post-Renaissance
movement lay in the works of the Cambridge Platonists
(late 17th century). Since their time a tradition of liberal Christian Platonism
has persisted in England. Moreover, there have been other notable traditions of
Platonically influenced Christian thought in Europe. One that deserves to be
better known is that of the outstanding French philosopher of "action"
Maurice Blondel (1861-1949), who found a
prominent place in his system for the formation of ideas--interpreted as an
important species of action that faithfully reflects the eternal order of
reality. Blondel's philosophy has had a widespread influence, mainly among
Catholic philosophers dissatisfied with Neoscholasticism. Another French
philosopher much influenced by Platonism, in its Plotinian form, was Henri
Bergson (1859-1941), whose thought attracted much attention during and
just after his lifetime but has been largely neglected since.
The rediscovery of Proclus
by the great German Idealist G.W.F. Hegel
(1770-1831) had an important influence on his thought and so on the whole
history of 19th-century Idealist philosophy. His contemporary F.W.J.
von Schelling (1775-1854) was also strongly influenced by Neoplatonism,
in his case that of Plotinus. Idealism,
however, should not be interpreted as revived Neoplatonism, nor Neoplatonism as
an anticipation of Idealism. But the historical influence of Neoplatonism on
Idealist thought is indisputable. There was a strong reaction against Hegel's
influence in some quarters, and this reaction led to a corresponding
depreciation of Neoplatonism though the tradition of Idealism continued in the
work of F.H. Bradley and John Ellis McTaggart in England and Josiah Royce in the
United States. But 20th-century continental European philosophers and scholars
were, until the 1960s, readier than English-speaking ones to take a serious
interest in Neoplatonism. The latter, with some notable exceptions, maintained a
hostile attitude toward that philosophy which they wrongly regarded not only as
"decadent" but also as "mystical," and thus outside the true
tradition of Greek philosophy.
The influence of the sort of Christian
Platonism mentioned above on English literature, and especially on
English poetry, has been wide and deep. But there has also been a strongly
anti-Christian Neoplatonic influence, that of Thomas Taylor "the
Platonist" (1758-1835), who published translations of Plato, Aristotle, and
a large number of Neoplatonic works in the late 18th and early 19th centuries.
Taylor was as militant in his pagan Platonism as was Gemistus Plethon. His ideas
had a strong influence on the English Romantics. In the poetry of William
Blake, who eventually succeeded in reconciling Taylor's paganism with his
own very original version of Christianity, much of the symbolism is Neoplatonic.
The Platonism of the English Romantic poets Coleridge
and Shelley also derives from Taylor, although
both were able to read the original texts. Taylor also deeply influenced Emerson
and his circle in America. Later, in the early 20th century, the influence of
Taylor's writings was again apparent in the Irish poet and dramatist William
Butler Yeats, who in his later poems made use of Stephen MacKenna's then
new translation of Plotinus.
The foremost process
philosopher (an adherent of a view emphasizing the elements of becoming,
change, and novelty in experienced reality), Alfred
North Whitehead (1861-1947), perhaps because of his original and abiding
concern with mathematical philosophy, was interested in Plato (though not,
apparently, in the Neoplatonists); and his reading of the Timaeus in particular contributed something to the metaphysical
system of his last period and especially to his concept of a God who does not
timelessly transcend process but is in some way involved in it. Whitehead is an
excellent example of a Platonically influenced thinker whose development of
Plato's own thought proceeded along lines completely opposed to Neoplatonism.
The essential point at issue between
Platonists and their opponents through the centuries has been the existence (in
some sense) of a spiritual or intelligible reality that is independent of the
world, and is the ultimate origin of both existence and values. This is a very
rough generalization that does not apply to the Skeptical Academy (see above Greek
Platonism from Aristotle through Middle Platonism
) or do full justice to the thought of the modern skeptical Platonist
George Santayana. Platonists have understood this central doctrine in a great
variety of ways and defended it with a great variety of arguments. But whenever
it has been strongly held, it seems to have been by a faith depending on some
sort of experience rather than simply on the conclusion of an argument. Its
opponents have generally followed the lines of attack laid down by Aristotle
(and to some extent anticipated by Plato in the first part of his Parmenides), that the doctrine involves the duplication of reality
and the postulation of entities for the existence of which no sufficient
evidence or arguments can be offered and the relationship of which to the world
of sense experience cannot be intelligibly stated. The argument continues and
will perhaps never finally be settled, but there can be no doubt about the
central importance of Platonism in the history of European thought. (A.H.A.
/H.J.Bl.)
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