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Chapter II. Syntax
RELATIVES
a. Defining and non-defining relative clauses.
FOR the purposes of
b. and c., all relative clauses are divided into
defining and non-defining. The exact sense in which we use these terms is
illustrated by the following groups, of which (i) contains defining clauses,
(ii) non-defining.
- The man who called yesterday left no
address.
Mr. Lovelace has seen divers apartments at
Windsor: but not one, he says, that he thought fit for me.--Richardson.
He secured ... her sincere regard, by the
feelings which he manifested.--Thackeray.
The Jones who dines with us to-night is not the
Jones who was at school with you.
The best novel that Trollope ever wrote was...
Any man that knows three words of Greek could
settle that point.
- At the first meeting, which was held
yesterday, the chair...
Deputies must be elected by the Zemstvos, which
must be extended and popularized, but not on the basis of...--Times.
The Emperor William, who was present...,
listened to a loyal address.--Times.
The statue of the Emperor Frederick, which is
the work of the sculptor Professor Uphnes, represents the Monarch on
horseback.--Times.
Jones, who should know something of the matter,
thinks differently.
The function of a defining relative clause is to
limit the application of the antecedent; where that is already precise, a
defining clause is not wanted. The limitation can be effected in more than one
way, according to the nature of the antecedent. As a rule, the antecedent gives
us a class to select from, the defining clause enables us to make the selection.
Thus in our first example the antecedent leaves us to select from the general
class of 'men', the defining clause fixes the particular man (presumably the
only man, or the only man that would occur in the connexion) 'who called
yesterday'. Sometimes, however, the functions of the two are reversed. When we
have an antecedent with a superlative, or other word of exclusive or
comprehensive meaning, such as 'all', 'only', 'any', we know already how to make
our selection, and only wait for the relative clause to tell us from what class
to make it. We know that we are to choose 'the best novel': the relative clause
limits us to the works of Trollope. We are to choose 'any man' we like, provided
(says our relative clause) that he 'knows three words of Greek'. In either case,
the work of definition is done by the exclusion (implied in the relative clause)
of persons or things that the antecedent by itself might be taken to include.
The point to notice is that, whichever way the
defining clause does its work, it is essential to and inseparable from its
antecedent. If for any reason we wish to get rid of it, we can only do so by
embodying its contents in the antecedent: 'The man in Paris with whom I
correspond' must become 'My Paris correspondent'. To remove the clause
altogether is to leave the antecedent with either no meaning or a wrong one.
Even in such extreme cases as 'the wisest man that ever lived', 'the meanest
flower that blows', where the defining clause may seem otiose and therefore
detachable, we might claim that future wise men, and past and future flowers,
are excluded; but we shall better realize the writer's intention if we admit
that these clauses are only a pretence of limitation designed to exclude the
reality; it is as if the writers, invited to set limits to their statements, had
referred us respectively to Time and Space.
This fact, that the removal of a defining clause
destroys the meaning of the antecedent, supplies an infallible test for
distinguishing between the defining and the non-defining clause: the latter can
always, the former never, be detached without disturbing the truth of the main
predication. A non-defining clause gives independent comment, description,
explanation, anything but limitation of the antecedent; it can always be
rewritten either as a parenthesis or as a separate sentence, and this is true,
however essential the clause may be to the point of the main statement. 'Jones',
in our last example above, is quoted chiefly as one 'who should know something
of the matter'; but this need not prevent us from writing: 'Jones thinks
differently; and he should know something of the matter'.
To find, then, whether a clause defines or does
not define, remove it, and see whether the statement of which it formed a part
is unaltered: if not, the clause defines. This test can be applied without
difficulty to all the examples given above. It is true that we sometimes get
ambiguous cases: after removing the relative clause, we cannot always say
whether the sense has been altered or not. That means, however, not that our
test has failed, but that the clause is actually capable of performing either
function, and that the main sentence can bear two distinct meanings, between
which even context may not enable us to decide. The point is illustrated, in
different degrees, by the following examples:
Mr. H. Lewis
then brought forward an amendment, which had
been put down by Mr. Trevelyan and which
provided for an extension of the process of
income-tax graduation.--Times.
This was held to portend developments that
somehow or other have not followed.--Times.
The former of these is quite ambiguous. The
bringing forward of an amendment (no matter what or whose) may be all that the
writer meant to tell us of in the first instance; the relative clauses are then
non-defining clauses of description. On the other hand, both clauses may quite
well be meant to define; and it is even possible that the second is meant to
define, and the first not, though the coordination is then of a kind that we
shall show under c. to be improper. Similarly, in the second sentence,
'to portend developments' may possibly be complete in itself; the whole might
then be paraphrased thus: 'It was thought that the matter would not stop there:
but it has'. More probably the clause is meant to define: 'It was held to
portend what have since proved to be unrealized developments'. This view is
confirmed, as we shall see, both by the use of 'that' (not 'which') and by the
absence of a comma before it.
Punctuation is a test that would not always be
applicable even if all writers could be assumed to punctuate correctly; but it
is often a guide to the writer's intention. For (1) a non-defining clause should
always be separated from the antecedent by a stop; (2) a defining clause should
never be so separated unless it is either preceded by a parenthesis indicated by
stops, or coordinated with a former defining clause or with adjectives belonging
to the antecedent; as in the following examples:
The only
circumstance, in fact, that could justify such
a course...
It is he only who does this, who follows them
into all their force and matchless grace, that does or can feel their full
value.--Hazlitt.
Perfect types, that satisfy all these
requirements, are not to be looked for.
It will occur to the reader that our last two
examples are strictly speaking exceptions to the rule of defining clauses, since
they tell us only what is already implied, and could therefore be removed
without impairing the sense. That is true to some extent of many parallel
defining clauses: they are admissible, however, if, without actually giving any
limitation themselves, they make more clear a limitation already given or
implied; if, in fact, they are offered as alternative versions or as reminders.
Our next example is of a defining clause of the same kind:
This estimate
which he gives, is the great groundwork of his
plan for the national redemption.--Burke.
The limitation given by 'this' is repeated in
another form by the relative clause. 'This estimate, the one he gives, is...'
The reader should bear in mind that the
distinction between the two kinds of relative is based entirely on the closeness
of their relation to the antecedent. The information given by a defining clause
must be taken at once, with the antecedent, or both are useless: that given by a
non-defining clause will keep indefinitely, the clause being complete in sense
without the antecedent, and the antecedent without the clause. This is the only
safe test. To ask, for instance, whether the clause conveys comment,
explanation, or the like, is not a sufficient test unless the question is
rightly understood; for, although we have said that a non-defining clause
conveys comment and the like, as opposed to definition of the antecedent, it
does not follow that a defining clause may not (while defining its own
antecedent) contribute towards comment; on the contrary, it is often open
to a writer to throw his comment into such a form as will include a defining
clause. It may even appear from a comparison of the two sentences below that
this is the origin of the non-defining clause, (2) being an abbreviation of (1):
- Lewis, a man to whom hard work never
came amiss, sifted the question thoroughly.
- Lewis, to whom hard work never came amiss,
sifted the question...
In (1), a comment is introduced by 'a man' in
apposition with Lewis; 'a man' is antecedent to a defining relative clause;
separate them, and the antecedent is meaningless. But next remove the connecting
words 'a man', and the relative changes at once its antecedent and its nature:
the antecedent is 'Lewis'; the relative is non-defining; and the clause is
(not merely contributes to) a comment.
Fowler, H. W. 1908.
The King's English.
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